DFX Intelligence

N••••• E••••• I••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

N••••• E••••• I••••••

Advisor at B•••• W•••••

LEMOYNE, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• W•••••	Independent wealth	Apr 27, 2026	n/a	yes	LEMOYNE, PA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 19, 2018	Apr 28, 2026	no	Camp Hill, PA\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	B•••• W•••••	Apr 28, 2026	Apr 27, 2026	-1	Firm change	Ibd to new firm
C•••••••• I••••••••• R••••••• A•••••••• I•••	K••••• A••••••• S•••••••• L••	Apr 16, 2018	Mar 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:340590:TX:2026-04-28	Apr 28, 2026	Apr 27, 2026	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ B•••• W•••••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 19, 2018 to Apr 28, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2014 to Apr 16, 2018factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 7, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.