RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• E••••• I••••••
- B•••• W••••• independent RIA currentsince Apr 27, 2026 · Lemoyne, Pa
- K••••• A••••••• S•••••••• L•• BD affiliatedMar 19, 2018 to Apr 28, 2026 · Camp Hill, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 18, 2014 to Apr 16, 2018 · Camp Hill, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 7, 2009 to Jul 21, 2014 · Mechanicsburg, Pa
- K••••• A••••••• S•••••••• L•• to B•••• W•••••left Apr 28, 2026, registered Apr 27, 2026 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••left Apr 16, 2018, registered Mar 19, 2018 (-28 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 21, 2014, registered Jul 18, 2014 (-3 days) · Other
- N••••• E••••• I•••••• left K••••• A••••••• S•••••••• L•• for B•••• W••••• (registered 2026-04-27)Apr 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address