DFX Intelligence

D•••• R•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

D•••• R•••• R••••••••

Advisor at B••••••••• A••••••• L••

East Norriton, PA

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Search this name across graphsid dfx:ria:08733e26-5d90-681e-2109-1338abdd3716

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• A••••••• L••	Independent wealth	Jun 22, 2016	n/a	yes	East Norriton, PA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 5, 2003	Jun 21, 2016	no	WEST NORRITON, PA\|East Norriton, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	B••••••••• A••••••• L••	Jun 21, 2016	Jun 22, 2016	1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:283972:PA:2016-06-21	Jun 21, 2016	Jun 22, 2016	EAST NORRITON, PA	Firm change

Relationships

Registered with (2)

→ B••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 5, 2003 to Jun 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08733e26-5d90-681e-2109-1338abdd3716
First observed: Aug 5, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.