DFX Intelligence

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

CHRISTOPHER PATRICK COMPTON

Advisor at RED OAK FINANCIAL GROUP

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:087dd7a2-da93-13eb-228b-7de4a95300c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RED OAK FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Sep 10, 1998
First registration: Feb 6, 2001
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER PATRICK COMPTON|CHRISTOPHER PATRICK COMPTON
IAPD individual key: 2946906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RED OAK FINANCIAL GROUP	Independent wealth	Feb 20, 2013	n/a	yes	TOWSON, MD	Current employment
OSAIC FA, INC.	Former SEC adviser	Feb 6, 2001	Jun 22, 2005	no	LUTHERVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	RED OAK FINANCIAL GROUP	Jun 22, 2005	Feb 20, 2013	2,800	Firm change after gap	Other

Relationships

Registered with (2)

→ RED OAK FINANCIAL GROUPRegistered adviserregistration: current employment
Feb 20, 2013 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Feb 6, 2001 to Jun 22, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:087dd7a2-da93-13eb-228b-7de4a95300c1
First observed: Feb 6, 2001
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER PATRICK COMPTON

Advisor at RED OAK FINANCIAL GROUP

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:087dd7a2-da93-13eb-228b-7de4a95300c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RED OAK FINANCIAL GROUP

Independent wealth

Feb 20, 2013

n/a

yes

TOWSON, MD

Current employment

OSAIC FA, INC.

Former SEC adviser

Feb 6, 2001

Jun 22, 2005

LUTHERVILLE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OSAIC FA, INC.

RED OAK FINANCIAL GROUP

Jun 22, 2005

Feb 20, 2013

2,800

Firm change after gap

Other