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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RED OAK FINANCIAL GROUP

RED OAK FINANCIAL GROUP, LLC, CRD 166912

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ceff077-5a6a-dd92-9a74-6f99754de415

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 7
On other graphs: 0
Observed: Jan 8, 2015 to Jul 17, 2026
72 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.59 fund_share=0.0 institutional_share=0.41 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $617M
Private client RAUM: $616MderivedItem 5.D individuals plus high net worth individuals
Private client share: 59%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $149Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,885
Individual clients: 1,051
Custody, client assets: $198M
SEC number: 801-80860
CIK: 1844567
CRD: 166912
Filings on the tape: 72
First filed: Jan 8, 2015
Latest filed: Jul 17, 2026
Organised: Limited Liability Company, MD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER PATRICK COMPTON	Certified Financial Planner\|Chartered Financial Consultant	TOWSON, MD	13	29	1	yes
ROBERT LESTER COMPTON	n/a	TOWSON, MD	8	21	n/a	yes
ROBERT LLOYD DIMARINO	n/a	TOWSON, MD	7	11	n/a	yes
David Wroth Feeley	Certified Financial Planner	TOWSON, MD	5	13	n/a	yes
Greg Albert Pyne	n/a	TOWSON, MD	1	28	n/a	no
Jason Michael Simmons	n/a	TOWSON, MD	1	28	7	yes
Maxwell Chi Kiely	Certified Financial Planner	TOWSON, MD	0	14	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COMPTON, CHRISTOPHER, PATRICK	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	Na	yes	02/2013	Jul 17, 2026	Jul 17, 2026
RL COMPTON & ASSOCIATES, INC.	Owner	E	yes	02/2013	Jul 17, 2026	Jul 17, 2026
COMPTON, CHRISTOPHER, PATRICK	MANAGING MEMBER/OWNER	E	yes	02/2013	Jan 8, 2015	Nov 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RL COMPTON & ASSOCIATES, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 9, 2026	$1.0B	$617M	20	6	0	n/a	n/a
2024	Mar 21, 2025	$837M	$450M	19	6	0	n/a	n/a
2023	Mar 14, 2024	$721M	$376M	20	7	0	n/a	n/a
2022	Mar 1, 2023	$590M	$318M	20	7	0	n/a	n/a
2021	Mar 22, 2022	$622M	$332M	14	6	0	n/a	n/a
2020	Mar 19, 2021	$529M	$267M	12	5	1	n/a	n/a
2019	Mar 23, 2020	$449M	$221M	12	5	2	n/a	n/a
2018	Mar 8, 2019	$364M	$172M	13	9	1	n/a	n/a
2017	Mar 26, 2018	$365M	$365M	13	9	1	n/a	n/a
2016	Feb 28, 2017	$138M	$138M	14	4	n/a	n/a	n/a
2015	Feb 3, 2016	$146M	$146M	4	1	n/a	n/a	n/a
2014	Mar 30, 2015	$91.8M	$91.8M	3	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	14.3%	0	0	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$837M	24.3%	$590M	20.8%	20	19	0	0

Relationships

Registered with (15)

← Maxwell Chi KielyAdvisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← Jason Michael SimmonsAdvisorregistration: previous registration
Apr 12, 2013 to Oct 13, 2015factForm ADV
← Greg Albert PyneAdvisorregistration: current employment
Jan 25, 2025 to presentfactForm ADV
← David Wroth FeeleyAdvisorregistration: current employment
Aug 23, 2021 to presentfactForm ADV
← ROBERT LLOYD DIMARINOAdvisorregistration: current employment
Jul 25, 2019 to presentfactForm ADV
← ROBERT LESTER COMPTONAdvisorregistration: current employment
May 3, 2018 to presentfactForm ADV
← CHRISTOPHER PATRICK COMPTONAdvisorregistration: current employment
Feb 20, 2013 to presentfactForm ADV
← ERIN LYNN VILLAMIZARAdvisorregistration: previous registration
Sep 2, 2025 to Oct 16, 2025factForm ADV
← Jason Anthony KovalAdvisorregistration: previous registration
Nov 4, 2024 to Mar 21, 2025factForm ADV
← AARON ABEL TYBURSKIAdvisorregistration: previous registration
Aug 24, 2018 to Jan 3, 2025factForm ADV
← Jonathon Louis DeFeoAdvisorregistration: previous registration
May 24, 2022 to Nov 27, 2024factForm ADV
← BETH NOELLE NORIAdvisorregistration: previous registration
Oct 7, 2021 to Feb 17, 2022factForm ADV
← Brandon LuckettAdvisorregistration: previous registration
Jun 5, 2018 to Dec 23, 2020factForm ADV
← John Caldwell RastAdvisorregistration: previous registration
Aug 23, 2019 to Oct 8, 2019factForm ADV
← WILLIAM MICHAEL SMITHAdvisorregistration: previous registration
Feb 9, 2016 to May 11, 2018factForm ADV

Controls (2)

← COMPTON, CHRISTOPHER, PATRICKOwnerMANAGING MEMBER/OWNER, ownership code E, individual
Jan 8, 2015 to Nov 27, 2024factForm ADV
← RL COMPTON & ASSOCIATES, INC.OwnerOWNER, ownership code E, domestic entity
Jan 8, 2015 to Nov 27, 2024factForm ADV

Dated events

Occurred
Oct 16, 2025
Advisor changed firm
Erin Lynn Villamizar left Red Oak Financial Group for Modera Wealth Management, Llc (registered 2025-10-17)
Form ADVobserved 3 days ago
Occurred
Mar 21, 2025
Advisor changed firm
Jason Anthony Koval left Red Oak Financial Group for Elite Income Advisors, Inc. (registered 2025-07-02)
Form ADVobserved 3 days ago
Occurred
Jan 3, 2025
Advisor changed firm
Aaron Abel Tyburski left Red Oak Financial Group for Osaic Wealth, Inc. (registered 2025-01-10)
Form ADVobserved 3 days ago
Occurred
Nov 27, 2024
Advisor changed firm
Jonathon Louis Defeo left Red Oak Financial Group for Elite Income Advisors, Inc. (registered 2025-01-13)
Form ADVobserved 3 days ago
Occurred
Feb 17, 2022
Advisor changed firm
Beth Noelle Nori left Red Oak Financial Group for Kestra Advisory Services, Llc (registered 2022-03-08)
Form ADVobserved 3 days ago
Occurred
Mar 26, 2018
Regulatory AUM changed
Red Oak Financial Group reported RAUM $365.2M, up 164% from $138.3M (2017-11-24 to 2018-03-26)
Form ADVobserved 3 days ago
$227M
Occurred
Jan 8, 2015
First Form ADV filing
Compton Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ceff077-5a6a-dd92-9a74-6f99754de415
First observed: Jan 8, 2015
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RED OAK FINANCIAL GROUP

RED OAK FINANCIAL GROUP, LLC, CRD 166912

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ceff077-5a6a-dd92-9a74-6f99754de415

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER PATRICK COMPTON

Certified Financial Planner|Chartered Financial Consultant

TOWSON, MD

yes

ROBERT LESTER COMPTON

n/a

TOWSON, MD

n/a

yes

ROBERT LLOYD DIMARINO

n/a

TOWSON, MD

n/a

yes

David Wroth Feeley

Certified Financial Planner

TOWSON, MD

n/a

yes

Greg Albert Pyne

n/a

TOWSON, MD

n/a

Jason Michael Simmons

n/a

TOWSON, MD

yes

Maxwell Chi Kiely

Certified Financial Planner

TOWSON, MD

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COMPTON, CHRISTOPHER, PATRICK

CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

02/2013

Jul 17, 2026

RL COMPTON & ASSOCIATES, INC.

Owner

yes

02/2013

Jul 17, 2026

COMPTON, CHRISTOPHER, PATRICK

MANAGING MEMBER/OWNER

yes

02/2013

Jan 8, 2015

Nov 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RL COMPTON & ASSOCIATES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 9, 2026

$1.0B

$617M

n/a

2024

Mar 21, 2025

$837M

$450M

n/a

2023

Mar 14, 2024

$721M

$376M

n/a

2022

Mar 1, 2023

$590M

$318M

n/a

2021

Mar 22, 2022

$622M

$332M

n/a

2020

Mar 19, 2021

$529M

$267M

n/a

2019

Mar 23, 2020

$449M

$221M

n/a

2018

Mar 8, 2019

$364M

$172M

n/a

2017

Mar 26, 2018

$365M

n/a

2016

Feb 28, 2017

$138M

n/a

2015

Feb 3, 2016

$146M

n/a

2014

Mar 30, 2015

$91.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$837M

24.3%

$590M

20.8%