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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

PAUL DAVID MULLER

Advisor at VISION RETIREMENT

RIDGEWOOD, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VISION RETIREMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Sep 26, 1996
First registration: Jul 1, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2729766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VISION RETIREMENT	Independent wealth	Nov 25, 2014	n/a	yes	RIDGEWOOD, NJ	Current employment
RIDGEWOOD FINANCIAL ADVISORS, LLC	n/a	Jun 27, 2006	Dec 31, 2009	no	RIDGEWOOD, NJ	Previous registration
RIDGEWOOD FINANCIAL ADVISORS, LLC	n/a	Jun 27, 2006	Dec 31, 2008	no	RIDGEWOOD, NJ	Previous registration
PROPONENT FINANCIAL SERVICES, INC.	n/a	Dec 15, 2003	Dec 31, 2004	no	NUTLEY, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2003	Aug 2, 2005	no	NUTLEY, NJ	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jul 1, 2002	Feb 18, 2003	no	NUTLEY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RIDGEWOOD FINANCIAL ADVISORS, LLC	VISION RETIREMENT	Dec 31, 2009	Nov 25, 2014	1,790	Firm change after gap	Other
LPL FINANCIAL LLC	PROPONENT FINANCIAL SERVICES, INC.	Aug 2, 2005	Dec 15, 2003	-596	Firm change after gap	Other
PROPONENT FINANCIAL SERVICES, INC.	RIDGEWOOD FINANCIAL ADVISORS, LLC	Dec 31, 2004	Jun 27, 2006	543	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Feb 18, 2003	Feb 14, 2003	-4	Firm change	Other

Relationships

Registered with (5)

→ VISION RETIREMENTRegistered adviserregistration: current employment
Nov 25, 2014 to presentfactForm ADV
→ RIDGEWOOD FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 27, 2006 to Dec 31, 2009factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2003 to Aug 2, 2005factForm ADV
→ PROPONENT FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 15, 2003 to Dec 31, 2004factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2002 to Feb 18, 2003factForm ADV

Dated events

No dated event names this entity yet.