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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

VISION RETIREMENT

VISION RETIREMENT, LLC, CRD 173064

RIDGEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:635a50aa-1c90-498c-dee5-324d5ecbcde8

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Sep 12, 2014 to Jun 18, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $634MItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $602M
Private client RAUM: $625MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $90.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,965
Individual clients: 655
High net worth clients: 451
SEC number: 801-126524
CRD: 173064
Filings on the tape: 54
First filed: Sep 12, 2014
Latest filed: Jun 18, 2026
Organised: Limited Liability Company, NJ
Website: visionretirement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL DAVID MULLER	n/a	RIDGEWOOD, NJ	11	29	5	yes
BENJAMIN ALBERT STARK	n/a	RIDGEWOOD, NJ	5	10	1	yes
Nicholas Joseph Taber	Certified Financial Planner	RIDGEWOOD, NJ	2	14	n/a	yes
JOSEPH JOHN SPINELLI	n/a	Ridgewood, NJ \| RIDGEWOOD, NJ	1	31	1	yes
JOSEPH MICHAEL LANZA	n/a	Ridgewood, NJ \| RIDGEWOOD, NJ	0	42	2	yes
ANTHONY PASSERINO	n/a	RIDGEWOOD, NJ \| Ridgewood, NJ	0	33	2	yes
KEVIN ALLEN LEEDS	n/a	RIDGEWOOD, NJ \| Maywood, NJ	0	46	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LANZA, JOSEPH, MICHAEL	MANAGING MEMBER	D	yes	11/2024	Nov 15, 2024	Dec 19, 2024
MULLER, PAUL, DAVID	MANAGING MEMBER, CCO	D	yes	09/2014	Sep 12, 2014	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADVISOR TAX PREP, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Poughkeepsie	Nj	United States	1	yes
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$634M	$602M	13	5	2	n/a	n/a
2024	Feb 28, 2025	$241M	$216M	14	5	2	n/a	n/a
2023	Feb 28, 2024	$142M	$127M	8	3	2	n/a	n/a
2022	Jan 23, 2023	$106M	$97.3M	7	3	2	n/a	n/a
2020	Mar 20, 2021	$70.1M	$67.6M	6	2	1	n/a	n/a
2019	Mar 23, 2020	$106M	$106M	6	2	1	n/a	n/a
2014	Mar 31, 2015	$0	$0	4	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	14.3%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$634M	$241M	163.5%	$106M	81.4%	13	14	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Nov 29, 2018	Jan 3, 2018	CRANFORD, NJ	Team lift out	Other	0.0%

Relationships

Registered with (10)

← KEVIN ALLEN LEEDSAdvisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← ANTHONY PASSERINOAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← JOSEPH MICHAEL LANZAAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← JOSEPH JOHN SPINELLIAdvisorregistration: current employment
Nov 19, 2024 to presentfactForm ADV
← Nicholas Joseph TaberAdvisorregistration: current employment
Jul 9, 2024 to presentfactForm ADV
← BENJAMIN ALBERT STARKAdvisorregistration: current employment
Aug 30, 2021 to presentfactForm ADV
← PAUL DAVID MULLERAdvisorregistration: current employment
Nov 25, 2014 to presentfactForm ADV
← JEAN TOBIN RIORDANAdvisorregistration: previous registration
Mar 31, 2022 to Feb 16, 2026factForm ADV
← JASON M. ELLISAdvisorregistration: previous registration
Nov 25, 2014 to Jun 18, 2020factForm ADV
← NICHOLAS STEVEN CHOMANAdvisorregistration: previous registration
Jan 3, 2018 to Mar 11, 2019factForm ADV

Controls (2)

← LANZA, JOSEPH, MICHAELOwnerMANAGING MEMBER, ownership code D, individual
Nov 15, 2024 to Dec 19, 2024factForm ADV
← MULLER, PAUL, DAVIDOwnerMANAGING MEMBER, CCO, ownership code D, individual
Sep 12, 2014 to Dec 19, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Nov 29, 2018 to Jan 3, 2018factForm ADV

Dated events

Occurred
Mar 2, 2026
Regulatory AUM changed
Vision Retirement reported RAUM $633.7M, up 27% from $497.3M (2026-01-14 to 2026-03-02)
Form ADVobserved 4 days ago
$136M
Occurred
Feb 16, 2026
Advisor changed firm
Jean Tobin Riordan left Vision Retirement for Next Level Private Llc (registered 2026-01-18)
Form ADVobserved 4 days ago
Occurred
May 9, 2025
Regulatory AUM changed
Vision Retirement reported RAUM $497.3M, up 107% from $240.5M (2025-02-28 to 2025-05-09)
Form ADVobserved 4 days ago
$257M
Occurred
Nov 15, 2024
Control person joined
Michael Joseph Lanza (Managing Member) appeared on Schedule A of Vision Retirement
Form ADVobserved 4 days ago
Occurred
Sep 12, 2014
First Form ADV filing
Vision Retirement filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:635a50aa-1c90-498c-dee5-324d5ecbcde8
First observed: Sep 12, 2014
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VISION RETIREMENT

VISION RETIREMENT, LLC, CRD 173064

RIDGEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:635a50aa-1c90-498c-dee5-324d5ecbcde8

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL DAVID MULLER

n/a

RIDGEWOOD, NJ

yes

BENJAMIN ALBERT STARK

n/a

RIDGEWOOD, NJ

yes

Nicholas Joseph Taber

Certified Financial Planner

RIDGEWOOD, NJ

n/a

yes

JOSEPH JOHN SPINELLI

n/a

Ridgewood, NJ | RIDGEWOOD, NJ

yes

JOSEPH MICHAEL LANZA

n/a

Ridgewood, NJ | RIDGEWOOD, NJ

yes

ANTHONY PASSERINO

n/a

RIDGEWOOD, NJ | Ridgewood, NJ

yes

KEVIN ALLEN LEEDS

n/a

RIDGEWOOD, NJ | Maywood, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LANZA, JOSEPH, MICHAEL

MANAGING MEMBER

yes

11/2024

Nov 15, 2024

Dec 19, 2024

MULLER, PAUL, DAVID

MANAGING MEMBER, CCO

yes

09/2014

Sep 12, 2014

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADVISOR TAX PREP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Poughkeepsie

United States

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$634M

$602M

n/a

2024

Feb 28, 2025

$241M

$216M

n/a

2023

Feb 28, 2024

$142M

$127M

n/a

2022

Jan 23, 2023

$106M

$97.3M

n/a

2020

Mar 20, 2021

$70.1M

$67.6M

n/a

2019

Mar 23, 2020

$106M

n/a

2014

Mar 31, 2015

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$634M

$241M

163.5%

$106M

81.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Nov 29, 2018

Jan 3, 2018

CRANFORD, NJ

Team lift out

Other

0.0%