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CRD 169091
CHESTERFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• R••••• W••••••• | Certified Financial Planner | CHESTERFIELD, MO | 12 | 29 | 2 | no |
| M•••••• A•••• L•••••• | n/a | CHESTERFIELD, MO | 12 | 22 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L••••••• M••••••• A•••• | Member | D | yes | 01/2020 | Mar 28, 2018 | Jun 13, 2024 |
| L••••••• M••••••• A•••• | PRINCIPAL, CHIEF COMPLIANCE OFFICER | Na | yes | 11/2013 | Mar 28, 2018 | Jun 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 10.0% | 1 | 0 | 0 | 5 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $477M | $418M | 14.1% | $240M | 25.8% | 15 | 11 | 0 | 0 |
| yes |
| M•••••• L••••••• W••••••• | Certified Financial Planner | CHESTERFIELD, MO | 12 | 21 | 2 | no |
| A••••• M•••••• | Certified Financial Planner | CHESTERFIELD, MO | 3 | 14 | 3 | no |
| M•••• A•••••• | Certified Financial Planner | CHESTERFIELD, MO | 3 | 12 | 1 | no |
| G••••••• E•••••• | Chartered Financial Analyst | CHESTERFIELD, MO | 3 | 12 | 1 | no |
| A••••• S••••• K•••• | n/a | CHESTERFIELD, MO | 1 | 11 | 3 | no |
| J•••• Q•••• D••••••• | n/a | St. Johns, FL | CHESTERFIELD, MO | 0 | 12 | 2 | no |
| J••••• S•••• F••••• | Certified Financial Planner | CHESTERFIELD, MO | 0 | 24 | 2 | no |
| E•••••••• S• I••••• | n/a | Glendale, CA | CHESTERFIELD, MO | 0 | 13 | 1 | no |
| SOLE MEMBER |
| E |
| yes |
| 01/2020 |
| Jan 30, 2020 |
| Jun 13, 2024 |
| W•••••••• M••••••• L••••••• | Member | D | yes | 01/2020 | Mar 28, 2018 | Jun 13, 2024 |
| W•••••••• M••••••• L••••••• | Principal | Na | yes | 11/2013 | Mar 28, 2018 | Jun 13, 2024 |
| $477M |
| $477M |
| 15 |
| 7 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 20, 2025 | $418M | $418M | 11 | 6 | 0 | n/a | n/a |
| 2023 | Mar 20, 2024 | $335M | $335M | 11 | 6 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $240M | $240M | 10 | 5 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $259M | $259M | 10 | 3 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $215M | $212M | 11 | 5 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $174M | $170M | 11 | 5 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $129M | $127M | 11 | 5 | 0 | n/a | n/a |