DFX Intelligence

M•••••• L••••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

M•••••• L••••••• W•••••••

Advisor at M•• W••••• C••••••••• L••

CHESTERFIELD, MO

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Search this name across graphsid dfx:ria:b13d3ff2-4b0e-0dd9-27ec-b0640ccfbe19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• W••••• C••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• W••••• C••••••••• L••	Independent wealth	Nov 30, 2013	n/a	yes	CHESTERFIELD, MO	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Aug 27, 2009	Dec 12, 2013	no	ST LOUIS, MO\|Maryland Heights, MO\|Maryland Heights, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	M•• W••••• C••••••••• L••	Dec 12, 2013	Nov 30, 2013	-12	Firm change	Other
M•• F•••••••• S•••••••• I•••	O••••••••• S••••••••• I•••	Aug 25, 2009	Aug 27, 2009

Relationships

Registered with (3)

→ M•• W••••• C••••••••• L••Registered adviserregistration: current employment
Nov 30, 2013 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2009 to Dec 12, 2013factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2006 to Aug 25, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b13d3ff2-4b0e-0dd9-27ec-b0640ccfbe19
First observed: Sep 12, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.