DFX Intelligence

L•••• J••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

L•••• J••••• S•••••••

Advisor at B••• S•• C•••••• C••••••••• G••••• I•••

POWAY, CA

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Search this name across graphsid dfx:ria:08938bd0-2454-db34-e594-d61429977d27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• S•• C•••••• C••••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• S•• C•••••• C••••••••• G••••• I•••	Independent wealth	Feb 2, 2024	n/a	yes	POWAY, CA	Current employment
C•••••• F•••••••• C••••••••• G••••• I•••	Former SEC adviser	Mar 23, 2005	Apr 3, 2024	no	SAN DIEGO, CA\|SAN JUAN CAPISTRANO, CA\|Poway, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• C••••••••• G••••• I•••	B••• S•• C•••••• C••••••••• G••••• I•••	Apr 3, 2024	Feb 2, 2024	-61	Firm change after gap	RIA to new firm
Q•• F•••••••• L••	C•••••• F•••••••• C••••••••• G••••• I•••	Feb 11, 2011	Mar 23, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
133657:329575:CA:2024-04-03	Apr 3, 2024	Feb 2, 2024	POWAY, CA	Firm change after gap

Relationships

Registered with (4)

→ B••• S•• C•••••• C••••••••• G••••• I•••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ C•••••• F•••••••• C••••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 23, 2005 to Apr 3, 2024factForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration
Aug 14, 2003 to Feb 11, 2011factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
L•••• J••••• S••••••• left C•••••• F•••••••• C••••••••• G••••• I••• for B••• S•• C•••••• C••••••••• G••••• I••• (registered 2024-02-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08938bd0-2454-db34-e594-d61429977d27
First observed: Jun 25, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.