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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

CAPITAL FINANCIAL CONSULTANTS GROUP, INC.

CRD 133657

SAN JUAN CAPISTRANO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c68d2d2d-63f2-7590-44fc-d3563a5fbcbb

Data as of Jul 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 11
On other graphs: 0
Observed: Jun 5, 2018 to Jul 11, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.0MItem 5.F on the latest filing (2025-07-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.0M
Private client RAUM: $42.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $21.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 250
Individual clients: 79
High net worth clients: 28
SEC number: 801-113545
CRD: 133657
Filings on the tape: 15
First filed: Jun 5, 2018
Latest filed: Jul 11, 2025
Organised: Corporation, CA
Website: capitalfin.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HAYNES LENTZ KENDALL	Certified Financial Planner	San Juan Capistrano, CA	17	40	1	yes
JEFF DEAN FISHER	n/a	San Juan Capistrano, CA \| SAN JUAN CAPISTRANO, CA	17	18	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FISHER, JEFF, DEAN	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/2024	Jun 5, 2018	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 26, 2025	$42.0M	$42.0M	5	2	0	n/a	n/a
2023	Mar 27, 2024	$231M	$231M	12	6	0	n/a	n/a
2022	Mar 29, 2023	$178M	$178M	12	8	1	n/a	n/a
2021	Mar 28, 2022	$188M	$188M	12	5	1	n/a	n/a
2020	Mar 22, 2021	$129M	$129M	11	4	1	n/a	n/a
2019	Mar 25, 2020	$94.7M	$94.7M	11	4	1	n/a	n/a
2018	Mar 26, 2019	$134M	$134M	18	10	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$42.0M	$231M	-81.8%	$188M	-39.2%	5	12	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BLUE SKY CAPITAL CONSULTANTS GROUP, INC.	3	Apr 3, 2024	Feb 2, 2024	POWAY, CA	Firm absorbed	RIA to new firm	50.0%
CAVU WEALTH MANAGEMENT	3	Feb 28, 2020	Jan 4, 2019	SAN DIEGO, CA	Team lift out	RIA to RIA	37.5%

Relationships

Registered with (13)

← HAYNES LENTZ KENDALLAdvisorregistration: current employment
Sep 27, 2016 to presentfactForm ADV
← JEFF DEAN FISHERAdvisorregistration: current employment
Mar 14, 2014 to presentfactForm ADV
← Tyler W GogliaAdvisorregistration: previous registration
Feb 28, 2023 to Apr 25, 2024factForm ADV
← LARRY JEROME STECKLERAdvisorregistration: previous registration
Mar 23, 2005 to Apr 3, 2024factForm ADV
← MICHELLE P LINAdvisorregistration: previous registration
Feb 22, 2023 to Apr 3, 2024factForm ADV
← SCOTT RICHARD NABBAdvisorregistration: previous registration
Feb 24, 2023 to Apr 3, 2024factForm ADV
← RU BAIAdvisorregistration: previous registration
Jul 24, 2020 to Sep 14, 2023factForm ADV
← CHARLES BENJAMIN DENHERDERAdvisorregistration: previous registration
Nov 2, 2009 to Mar 8, 2021factForm ADV
← CHERYL LYNN SEIFERTAdvisorregistration: previous registration
Jul 20, 2015 to Feb 28, 2020factForm ADV
← MICHAEL SHAWN WYNNSAdvisorregistration: previous registration
Mar 23, 2005 to Feb 28, 2020factForm ADV
← PHILLIP AL JONESAdvisorregistration: previous registration
Nov 2, 2009 to Feb 28, 2020factForm ADV
← Cory William DenHerderAdvisorregistration: previous registration
Nov 6, 2017 to Feb 28, 2020factForm ADV
← MARK BRET UMEKAdvisorregistration: previous registration
May 10, 2012 to Dec 31, 2014factForm ADV

Controls (1)

← FISHER, JEFF, DEANOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 5, 2018 to Mar 27, 2024factForm ADV

Moved with (2)

→ BLUE SKY CAPITAL CONSULTANTS GROUP, INC.Registered adviser3 advisors, firm absorbed, same day
Apr 3, 2024 to Feb 2, 2024factForm ADV
→ CAVU WEALTH MANAGEMENTRegistered adviser3 advisors, team lift out, same day
Feb 28, 2020 to Jan 4, 2019factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2025
Regulatory AUM changed
Capital Financial Consultants Group, Inc. reported RAUM $42.0M, down 82% from $230.8M (2024-03-27 to 2025-03-26)
Form ADVobserved 4 days ago
$-189M
Occurred
Apr 25, 2024
Advisor changed firm
Tyler W Goglia left Capital Financial Consultants Group, Inc. for Blue Sky Capital Consultants Group, Inc. (registered 2024-05-13)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2024
Firm absorbed
Capital Financial Consultants Group, Inc.'s advisors moved to Blue Sky Capital Consultants Group, Inc. (San Juan Capistrano, CA): 3 of 6 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Apr 3, 2024
Advisor changed firm
Scott Richard Nabb left Capital Financial Consultants Group, Inc. for Blue Sky Capital Consultants Group, Inc. (registered 2024-02-02)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2024
Advisor changed firm
Larry Jerome Steckler left Capital Financial Consultants Group, Inc. for Blue Sky Capital Consultants Group, Inc. (registered 2024-02-02)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2024
Advisor changed firm
Michelle P Lin left Capital Financial Consultants Group, Inc. for Blue Sky Capital Consultants Group, Inc. (registered 2024-02-02)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Control person left
Jerome Larry Steckler (President) no longer on Schedule A of Capital Financial Consultants Group, Inc. (listed 2023-04-11, absent 2024-03-27)
Form ADVobserved 4 days ago
Occurred
Sep 14, 2023
Advisor changed firm
Ru Bai left Capital Financial Consultants Group, Inc. for Independent Financial Group, Llc (registered 2025-01-02)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2020
Control person left
Shawn Michael Wynns (Chief Financial Officer) no longer on Schedule A of Capital Financial Consultants Group, Inc. (listed 2019-03-26, absent 2020-03-25)
Form ADVobserved 4 days ago
Occurred
Jun 5, 2018
First Form ADV filing
Capital Financial Consultants Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
Capital Financial Consultants Group, Inc. no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $42.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c68d2d2d-63f2-7590-44fc-d3563a5fbcbb
First observed: Jun 5, 2018
Last observed: Jul 11, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL FINANCIAL CONSULTANTS GROUP, INC.

CRD 133657

SAN JUAN CAPISTRANO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c68d2d2d-63f2-7590-44fc-d3563a5fbcbb

Data as of Jul 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:01 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HAYNES LENTZ KENDALL

Certified Financial Planner

San Juan Capistrano, CA

yes

JEFF DEAN FISHER

n/a

San Juan Capistrano, CA | SAN JUAN CAPISTRANO, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FISHER, JEFF, DEAN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/2024

Jun 5, 2018

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 26, 2025

$42.0M

n/a

2023

Mar 27, 2024

$231M

n/a

2022

Mar 29, 2023

$178M

n/a

2021

Mar 28, 2022

$188M

n/a

2020

Mar 22, 2021

$129M

n/a

2019

Mar 25, 2020

$94.7M

n/a

2018

Mar 26, 2019

$134M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$42.0M

$231M

-81.8%

$188M

-39.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BLUE SKY CAPITAL CONSULTANTS GROUP, INC.

Apr 3, 2024

Feb 2, 2024

POWAY, CA

Firm absorbed

RIA to new firm

50.0%

CAVU WEALTH MANAGEMENT

Feb 28, 2020

Jan 4, 2019

SAN DIEGO, CA

Team lift out

RIA to RIA

37.5%