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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

DAVID STEWART SILBERG

Advisor at AEGIS CAPITAL CORP.

MELVILLE, NY

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Search this name across graphsid dfx:ria:08951070-9732-71aa-58e6-5256062750b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AEGIS CAPITAL CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Nov 21, 1989
First registration: Oct 26, 2006
Dual registered: yes, broker-dealer
Other names: DAVID S SILBERG
IAPD individual key: 1970484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AEGIS CAPITAL CORP.	Bd affiliated wealth	Apr 14, 2023	n/a	yes	MELVILLE, NY	Current employment
NFSG CORPORATION	Bd affiliated wealth	Aug 5, 2020	Apr 17, 2023	no	SYOSSET, NY\|BOCA RATON, FL	Previous registration
MILLENNIAL ADVISERS, LLC.	Mixed wealth	Jan 14, 2020	Sep 2, 2020	no	NEW YORK, NY	Previous registration
MILLENNIAL ADVISERS, LLC.	Mixed wealth	Jul 20, 2018	Dec 31, 2019	no	NEW YORK, NY	Previous registration
AEGIS CAPITAL CORP.	Bd affiliated wealth	Feb 22, 2010	Aug 16, 2018	no	MELVILLE, NY	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Oct 26, 2006	Mar 2, 2010	no	FARMINGDALE, NY\|PLAINVIEW, NY\|HOWARD BEACH, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFSG CORPORATION	AEGIS CAPITAL CORP.	Apr 17, 2023	Apr 14, 2023	-3	Firm change	Ibd to ibd
MILLENNIAL ADVISERS, LLC.	NFSG CORPORATION	Sep 2, 2020	Aug 5, 2020	-28	Firm change	RIA to ibd
AEGIS CAPITAL CORP.	MILLENNIAL ADVISERS, LLC.	Aug 16, 2018	Jul 20, 2018	-27	Firm change	Ibd to RIA
GUNNALLEN FINANCIAL, INC	AEGIS CAPITAL CORP.	Mar 2, 2010	Feb 22, 2010	-8	Firm change	Other

Relationships

Registered with (4)

→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Feb 22, 2010 to Aug 16, 2018factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Aug 5, 2020 to Apr 17, 2023factForm ADV
→ MILLENNIAL ADVISERS, LLC.Registered adviserregistration: previous registration
Jan 14, 2020 to Sep 2, 2020factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Oct 26, 2006 to Mar 2, 2010factForm ADV

Dated events

Occurred
Apr 17, 2023
Advisor changed firm
David Stewart Silberg left Nfsg Corporation for Aegis Capital Corp. (registered 2023-04-14)
Form ADVobserved 3 days ago