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RIA / WealthAdvisor26 years in industry

NICHOLAS PETER SWANSON

Advisor at MCM WEALTH

Arvada, CO

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Search this name across graphsid dfx:ria:089576f8-766d-309d-1304-303fa28f8d6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MCM WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 2, 2018
First registration: Feb 7, 2020
Dual registered: no
Other names: Nick Swanson
IAPD individual key: 6500770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MCM WEALTH	Independent wealth	Jul 1, 2026	n/a	yes	Arvada, CO	Current employment
Savvy	Independent wealth	Aug 27, 2025	Jun 30, 2026	no	Arvada, CO	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Aug 22, 2025	no	GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	May 5, 2022	Apr 3, 2023	no	Wheat Ridge, CO\|GREENWOOD VILLAGE, CO	Previous registration
FISHER INVESTMENTS	Independent wealth	Feb 7, 2020	Aug 17, 2021	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Savvy	MCM WEALTH	Jun 30, 2026	Jul 1, 2026	1	Firm change	RIA to RIA
EMPOWER ADVISORY GROUP, LLC	Savvy	Aug 22, 2025	Aug 27, 2025	5	Firm change	Ibd to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
FISHER INVESTMENTS	PERSONAL CAPITAL ADVISORS CORPORATION	Aug 17, 2021	May 5, 2022	261	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107342:155172:TX:2021-08-17	Aug 17, 2021	May 5, 2022	PLANO, TX	Firm change

Relationships

Registered with (5)

→ MCM WEALTHRegistered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ SAVVYRegistered adviserregistration: previous registration
Aug 27, 2025 to Jun 30, 2026factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Aug 22, 2025factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
May 5, 2022 to Apr 3, 2023factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Feb 7, 2020 to Aug 17, 2021factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Nicholas Peter Swanson left Savvy for Mcm Wealth (registered 2026-07-01)
Form ADVobserved 6 days ago
Occurred
Aug 22, 2025
Advisor changed firm
Nicholas Peter Swanson left Empower Advisory Group, Llc for Savvy (registered 2025-08-27)
Form ADVobserved 6 days ago