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RIA / WealthAdvisor30 years in industry

KAREN BAKER TIDWELL

Advisor at CAP PARTNERS, LLC

FRANKLIN, TN

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Search this name across graphsid dfx:ria:089bd395-6a67-648d-5e1f-d6c7279674e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAP PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Jan 9, 1996
First registration: Jan 14, 2004
Dual registered: no
Other names: KAREN SUE BAKER|KAREN B HYMER|KAREN BAKER TIDWELL|KAREN B TIDWELL
IAPD individual key: 2690141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAP PARTNERS, LLC	Independent wealth	Jan 13, 2020	n/a	yes	FRANKLIN, TN	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 6, 2008	Jan 25, 2010	no	NASHVILLE, TN\|NASHVILLE, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 23, 2004	Nov 10, 2008	no	FRANKLIN, TN\|FRANKLIN, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 14, 2004	Feb 24, 2004	no	NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	CAP PARTNERS, LLC	Jan 25, 2010	Jan 13, 2020	3,640	Firm change after gap	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Nov 10, 2008	Nov 6, 2008	-4	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 24, 2004	Feb 23, 2004	-1	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ CAP PARTNERS, LLCRegistered adviserregistration: current employment
Jan 13, 2020 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 6, 2008 to Jan 25, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 23, 2004 to Nov 10, 2008factForm ADV

Dated events

No dated event names this entity yet.