This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Dec 3, 2015

First registration

Jan 29, 2016

Dual registered

yes, broker-dealer

Other names

AJAY KUMAR GUPTA|AJAY GUPTA

IAPD individual key

6575437

• Occurred

  Sep 16, 2024
  Advisor changed firm

  Ajay Kumar Gupta left Texas Capital Bank Private Wealth Advisors for Wells Fargo Advisors (registered 2024-10-03)

  Form ADVobserved 4 days ago
• Occurred

  Sep 25, 2023
  Advisor changed firm

  Ajay Kumar Gupta left Wells Fargo Advisors for Texas Capital Bank Private Wealth Advisors (registered 2024-01-18)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:08a1cb8f-7f32-d35f-c99d-6bb6de660cde

First observed

Jan 29, 2016

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.