DFX Intelligence

R••••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R••••••• I•••••••••

R••••••• I•••••••••, INC., CRD 169180

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:08a216fb-ba47-1f8e-1412-f5f3d8530ef9

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 12, 2024 to Mar 24, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $138M••• Locked
Discretionary RAUM: $138M
Private client RAUM: $117Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $27.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• W••••• R•••••••	n/a	FT. LAUDERDALE, FL \| WEST PALM BEACH, FL \| Port Jefferson, NY \| Melbourne	10	11	n/a	yes
T••••• A•••••• R•••••••	n/a	Port Jefferson, NY \| WEST PALM BEACH, FL \| FT. LAUDERDALE, FL \| Melbourne, FL	6

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••••• T•••••• A••••••	CEO & CHIEF COMPLIANCE OFFICER	D	yes	08/2013	Dec 12, 2024	Dec 12, 2024
R•••••••• T•••••• W•••••	President	D	yes	12/2019	Dec 12, 2024	Dec 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••• G•••• B••••••• A•••••• L••	n/a	n/a	n/a	Y	yes	n/a
R••••••• I•••••••• A•••••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Melbourne	FL	United States	1	no
WEST PALM BEACH	FL	United States	1	yes
PORT JEFFERSON	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$138M	$114M	20.7%	n/a	n/a	5	3	4	3

Relationships

Registered with (6)

← M•••••• C•••••Advisorregistration: current employment
Apr 28, 2026 to presentfactForm ADV
← D••••• B••••• J••••Advisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← C••••••••• T••••• R•••••••Advisorregistration: current employment
May 18, 2025 to presentfactForm ADV
← T••••• A•••••• R•••••••

Dated events

Occurred
Dec 12, 2024
First Form ADV filing
R••••••• I••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago
Occurred
Dec 7, 2023
Advisor changed firm
Jeffrey Charles Roberto left R••••••• I••••••••• for Fisher Investments (registered 2023-11-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08a216fb-ba47-1f8e-1412-f5f3d8530ef9
First observed: Dec 12, 2024
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.