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RIA / WealthAdvisorCertified Financial Planner32 years in industry

JEFFREY CHARLES ROBERTO

Advisor at AVENTINE FINANCIAL GROUP

DOYLESTOWN, PA | Port Jefferson Station, NY

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Search this name across graphsid dfx:ria:8f5af09b-e480-c83c-0201-f3f197a17d54

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Nov 2, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVENTINE FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Aug 16, 1994
First registration: Nov 2, 2016
Dual registered: no
Other names: JEFF ROBERTO|JEFFREY CHARLES ROBERTO|Jeffrey C Roberto
IAPD individual key: 2387704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVENTINE FINANCIAL GROUP	Independent wealth	Aug 27, 2025	n/a	yes	Port Jefferson Station, NY\|DOYLESTOWN, PA	Current employment
FISHER INVESTMENTS	Independent wealth	Nov 13, 2023	Nov 20, 2023	no	PLANO, TX\|Tampa, FL	Previous registration
RUGGIERO INVESTMENTS	Independent wealth	Feb 15, 2023	Dec 7, 2023	no	west palm beach, FL	Previous registration
TRAJAN WEALTH, L.L.C.	Independent wealth	Oct 4, 2022	Feb 8, 2023	no	SCOTTSDALE, AZ\|PORT ST LUCIE, FL	Previous registration
CASTLE WEALTH MANAGEMENT	Independent wealth	Jan 31, 2022	Sep 21, 2022	no	BOYNTON BEACH, FL\|BOYNTON BEACH, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 2, 2018	Feb 1, 2019	no	MELVILLE, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 29, 2018	Apr 16, 2018	no	RONKONKOMA, NY\|RIVERHEAD, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 4, 2016	May 19, 2017	no	Melville, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 2, 2016	May 19, 2017	no	Huntington Station, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUGGIERO INVESTMENTS	FISHER INVESTMENTS	Dec 7, 2023	Nov 13, 2023	-24	Firm change	RIA to RIA
FISHER INVESTMENTS	AVENTINE FINANCIAL GROUP	Nov 20, 2023	Aug 27, 2025	646	Firm change after gap	RIA to RIA
TRAJAN WEALTH, L.L.C.	RUGGIERO INVESTMENTS	Feb 8, 2023	Feb 15, 2023	7	Firm change	RIA to RIA
CASTLE WEALTH MANAGEMENT	TRAJAN WEALTH, L.L.C.	Sep 21, 2022	Oct 4, 2022	13	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CASTLE WEALTH MANAGEMENT	Feb 1, 2019	Jan 31, 2022	1,095	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 16, 2018	Apr 2, 2018	-14	Firm change	RIA to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	LPL FINANCIAL LLC	May 19, 2017	Jan 29, 2018	255	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 19, 2017	Nov 4, 2016	-196	Channel change	Other

Relationships

Registered with (9)

→ AVENTINE FINANCIAL GROUPRegistered adviserregistration: current employment
Aug 27, 2025 to presentfactForm ADV
→ RUGGIERO INVESTMENTSRegistered adviserregistration: previous registration
Feb 15, 2023 to Dec 7, 2023factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Nov 13, 2023 to Nov 20, 2023factForm ADV
→ TRAJAN WEALTH, L.L.C.Registered adviserregistration: previous registration
Oct 4, 2022 to Feb 8, 2023factForm ADV
→ CASTLE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 31, 2022 to Sep 21, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 2, 2018 to Feb 1, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 29, 2018 to Apr 16, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2016 to May 19, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 2, 2016 to May 19, 2017factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
Jeffrey Charles Roberto left Ruggiero Investments for Fisher Investments (registered 2023-11-13)
Form ADVobserved 6 days ago
Occurred
Nov 20, 2023
Advisor changed firm
Jeffrey Charles Roberto left Fisher Investments for Aventine Financial Group (registered 2025-08-27)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2023
Advisor changed firm
Jeffrey Charles Roberto left Trajan Wealth, L.L.C. for Ruggiero Investments (registered 2023-02-15)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2022
Advisor changed firm
Jeffrey Charles Roberto left Castle Wealth Management for Trajan Wealth, L.L.C. (registered 2022-10-04)
Form ADVobserved 6 days ago