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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EPIC WEALTH MANAGEMENT, LLC

CRD 297643

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08a692f5-9d58-d0e2-f2c5-cfd0401c0098

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 0
Observed: Jun 11, 2018 to Mar 13, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $121MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121M
Private client RAUM: $118MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $40.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 406
Individual clients: 110
High net worth clients: 38
SEC number: 801-113589
CRD: 297643
Filings on the tape: 21
First filed: Jun 11, 2018
Latest filed: Mar 13, 2026
Organised: Limited Liability Company, OK
Website: epicwmg.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
VALERY LYNN OSWALD	n/a	OKLAHOMA CITY, OK	8	37	3	no
MARK TIMOTHY ARRA	n/a	Norman, OK \| OKLAHOMA CITY, OK	5	25	1	no
THOMAS MATTHEW ARRA	n/a	OKLAHOMA CITY, OK	4	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BE, LLC	Owner	E	yes	07/2018	Mar 23, 2023	Mar 27, 2024
OSWALD, VALERY, LYNN	MANAGING MEMBER	E	yes	07/2018	Jun 11, 2018	Mar 27, 2024
OSWALD, VALERY, LYNN	MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Jun 11, 2018	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$121M	$121M	5	4	1	n/a	n/a
2024	Apr 21, 2025	$112M	$112M	5	4	1	n/a	n/a
2023	Mar 27, 2024	$106M	$104M	5	4	0	n/a	n/a
2022	Mar 23, 2023	$92.1M	$92.1M	4	4	0	n/a	n/a
2021	Mar 9, 2022	$153M	$141M	4	4	0	n/a	n/a
2020	Mar 31, 2021	$132M	$121M	4	4	0	n/a	n/a
2019	Mar 12, 2020	$121M	$113M	3	2	0	n/a	n/a
2018	Mar 14, 2019	$116M	$108M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$121M	$112M	7.6%	$92.1M	9.5%	5	5	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES & ASSOCIATES, INC.	2	Jul 17, 2018	Jul 12, 2018	OKLAHOMA CITY, OK	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (5)

← THOMAS MATTHEW ARRAAdvisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← MARK TIMOTHY ARRAAdvisorregistration: current employment
Jan 25, 2021 to presentfactForm ADV
← VALERY LYNN OSWALDAdvisorregistration: current employment
Jul 12, 2018 to presentfactForm ADV
← KIMBERLY JO GALBRAITHAdvisorregistration: previous registration
Apr 14, 2022 to Mar 18, 2026factForm ADV
← RICK MARLON HADRAVAAdvisorregistration: previous registration
Jul 12, 2018 to Apr 4, 2022factForm ADV

Controls (2)

← OSWALD, VALERY, LYNNOwnerMANAGING MEMBER, ownership code E, individual
Jun 11, 2018 to Mar 27, 2024factForm ADV
← BE, LLCOwnerOWNER, ownership code E, domestic entity
Mar 23, 2023 to Mar 27, 2024factForm ADV

Moved with (1)

← RAYMOND JAMES & ASSOCIATES, INC.Registered adviser2 advisors, team lift out, same day
Jul 17, 2018 to Jul 12, 2018factForm ADV

Dated events

Occurred
Mar 18, 2026
Advisor changed firm
Kimberly Jo Galbraith left Epic Wealth Management, Llc for Tlg Advisors, Inc. (registered 2026-03-16)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2023
Control person left
Marlon Rick Hadrava (Managing Partner) no longer on Schedule A of Epic Wealth Management, Llc (listed 2022-11-30, absent 2023-03-23)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2023
Control person left
Matthew Thomas Arra (Chief Compliance Officer) no longer on Schedule A of Epic Wealth Management, Llc (listed 2022-11-30, absent 2023-03-23)
Form ADVobserved 5 days ago
Occurred
Apr 4, 2022
Advisor changed firm
Rick Marlon Hadrava left Epic Wealth Management, Llc for Scissortail Wealth Management, Llc (registered 2022-04-05)
Form ADVobserved 5 days ago
Occurred
Jul 7, 2020
Control person joined
Matthew Thomas Arra (Chief Compliance Officer) appeared on Schedule A of Epic Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Jun 11, 2018
First Form ADV filing
Epic Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08a692f5-9d58-d0e2-f2c5-cfd0401c0098
First observed: Jun 11, 2018
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EPIC WEALTH MANAGEMENT, LLC

CRD 297643

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08a692f5-9d58-d0e2-f2c5-cfd0401c0098

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

VALERY LYNN OSWALD

n/a

OKLAHOMA CITY, OK

MARK TIMOTHY ARRA

n/a

Norman, OK | OKLAHOMA CITY, OK

THOMAS MATTHEW ARRA

n/a

OKLAHOMA CITY, OK

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BE, LLC

Owner

yes

07/2018

Mar 23, 2023

Mar 27, 2024

OSWALD, VALERY, LYNN

MANAGING MEMBER

yes

07/2018

Jun 11, 2018

Mar 27, 2024

OSWALD, VALERY, LYNN

MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER

yes

07/2018

Jun 11, 2018

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$121M

n/a

2024

Apr 21, 2025

$112M

n/a

2023

Mar 27, 2024

$106M

$104M

n/a

2022

Mar 23, 2023

$92.1M

n/a

2021

Mar 9, 2022

$153M

$141M

n/a

2020

Mar 31, 2021

$132M

$121M

n/a

2019

Mar 12, 2020

$121M

$113M

n/a

2018

Mar 14, 2019

$116M

$108M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$121M

$112M

7.6%

$92.1M

9.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES & ASSOCIATES, INC.

Jul 17, 2018

Jul 12, 2018

OKLAHOMA CITY, OK

Team lift out

Ibd to new firm

0.1%