DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••• W••••• M••••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Jun 11, 2018 · 21 filings
SEC status approved since Jul 12, 2018
RAUM
$121M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$118M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$40.3M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$121M as of Mar 13, 2026
Mar 14, 2019$116M then
HNW client RAUM$83.3M as of Mar 13, 2026
Mar 14, 2019$58.8M then
State-registered IARs (5.B.3)4 as of Mar 13, 2026
Mar 14, 20192 then
Employees (5.A)5 as of Mar 13, 2026
Mar 14, 20193 then
Private funds: no history
RAUM +7.6% over the last fiscal year+9.5% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $40.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $297,559derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -61%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $236MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$83.3M69%
- Individuals$34.4M28%
- Corporations and businesses$3.1M2.6%
- Individual clients
- 110reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 406reported
- Financial planning clients
- reported
- Wrap fee programs
- $118M sponsored, $118M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V••••• L••• O••••• | Oklahoma City, Ok | Jul 12, 2018 | 37 y | 3 |
| M••• T•••••• A••• | Norman, Ok | Jan 25, 2021 | 25 y | 1 |
| T••••• M•••••• A••• | Oklahoma City, Ok | Apr 12, 2022 | 13 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- K••••••• J• G•••••••• to T•• A•••••••• I•••Mar 18, 2026 · RIA to affiliated broker-dealer or bank
- R••• M••••• H•••••• to S••••••••• W••••• M••••••••• L••Apr 4, 2022 · RIA to RIA
Joined, latest
- K••••••• J• G•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Apr 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- M••• T•••••• A••• from A•••••• A••••••• S•••••••Jan 25, 2021 · Affiliated broker-dealer or bank to independent RIA
- R••• M••••• H•••••• from R•••••• J•••• • A••••••••• I•••Jul 12, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- V••••• L••• O••••• from R•••••• J•••• • A••••••••• I•••Jul 12, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• • A••••••••• I•••Jul 17, 2018 · Oklahoma City, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O•••••• V•••••• L••• · Managing Partner/ Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
- O•••••• V•••••• L••• · Managing Membercontrolsince 07/2018 · owns 75% or more of B•• L••
Entity owners
- B•• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 13, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $112,286,504 to $120,808,791, advisors 4 to 4, private clients 383 to 148, offices 1 to 1 (2025-04-21 to 2026-03-13)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Mar 13, 2026individual and HNW clients (Item 5.D) moved from 383.0 to 148.0 (-61.0%) between the annual amendments of 2025-04-21 and 2026-03-13; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.8% percentile
What changed
consecutive filings, newest first
- Accounts · 389 to 406Nov 3, 2025 to Mar 13, 2026
- Corporate clients · 6 to 5Nov 3, 2025 to Mar 13, 2026
- HNW clients · 137 to 38Nov 3, 2025 to Mar 13, 2026
- Individual clients · 246 to 110Nov 3, 2025 to Mar 13, 2026
- Discretionary RAUM · $112M to $121MNov 3, 2025 to Mar 13, 2026
- HNW RAUM · $70.6M to $83.3MNov 3, 2025 to Mar 13, 2026
- Individual RAUM · $38.4M to $34.4MNov 3, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $263,809 to $0Nov 3, 2025 to Mar 13, 2026
- RAUM · $112M to $121MNov 3, 2025 to Mar 13, 2026
- Wrap assets (manager) · $110M to $118MNov 3, 2025 to Mar 13, 2026
- Wrap assets (sponsor) · $110M to $118MNov 3, 2025 to Mar 13, 2026
- Financial planning clients · unset to Apr 21, 2025 to Jul 8, 2025
- Accounts · 375 to 389Mar 27, 2024 to Apr 21, 2025
- Corporate clients · 2 to 6Mar 27, 2024 to Apr 21, 2025
- HNW clients · 27 to 137Mar 27, 2024 to Apr 21, 2025
- Individual clients · 115 to 246Mar 27, 2024 to Apr 21, 2025
- Other offices · 0 to 1Mar 27, 2024 to Apr 21, 2025
- Discretionary RAUM · $104M to $112MMar 27, 2024 to Apr 21, 2025
- HNW RAUM · $65.7M to $70.6MMar 27, 2024 to Apr 21, 2025
- Individual RAUM · $37.1M to $38.4MMar 27, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $1.5M to $263,809Mar 27, 2024 to Apr 21, 2025
- RAUM · $106M to $112MMar 27, 2024 to Apr 21, 2025
- Wrap assets (manager) · $100M to $110MMar 27, 2024 to Apr 21, 2025
- Wrap assets (sponsor) · $100M to $110MMar 27, 2024 to Apr 21, 2025
- Accounts · 356 to 375Nov 14, 2023 to Mar 27, 2024
- HNW clients · 37 to 27Nov 14, 2023 to Mar 27, 2024
- Individual clients · 82 to 115Nov 14, 2023 to Mar 27, 2024
- Employees · 4 to 5Nov 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $92.1M to $104MNov 14, 2023 to Mar 27, 2024
- HNW RAUM · $69.4M to $65.7MNov 14, 2023 to Mar 27, 2024
- Individual RAUM · $21.4M to $37.1MNov 14, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $0 to $1.5MNov 14, 2023 to Mar 27, 2024
- RAUM · $92.1M to $106MNov 14, 2023 to Mar 27, 2024
- Wrap assets (manager) · $0 to $100MNov 14, 2023 to Mar 27, 2024
- Wrap assets (sponsor) · $0 to $100MNov 14, 2023 to Mar 27, 2024
- Accounts · 586 to 356Nov 30, 2022 to Mar 23, 2023
- Corporate clients · 1 to 2Nov 30, 2022 to Mar 23, 2023
- HNW clients · 64 to 37Nov 30, 2022 to Mar 23, 2023
- Individual clients · 114 to 82Nov 30, 2022 to Mar 23, 2023
- Discretionary RAUM · $141M to $92.1MNov 30, 2022 to Mar 23, 2023
Signals
6 dated events
- K••••••• J• G•••••••• left E••• W••••• M••••••••• L•• for T•• A•••••••• I••• (registered 2026-03-16)Mar 18, 2026 · Advisor changed firm · fact
- Marlon Rick Hadrava (Managing Partner) no longer on Schedule A of E••• W••••• M••••••••• L•• (listed 2022-11-30, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Matthew Thomas Arra (Chief Compliance Officer) no longer on Schedule A of E••• W••••• M••••••••• L•• (listed 2022-11-30, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- R••• M••••• H•••••• left E••• W••••• M••••••••• L•• for S••••••••• W••••• M••••••••• L•• (registered 2022-04-05)Apr 4, 2022 · Advisor changed firm · fact
- Matthew Thomas Arra (Chief Compliance Officer) appeared on Schedule A of E••• W••••• M••••••••• L••Jul 7, 2020 · Control person joined · fact
- E••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- E•••WMG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 405-257-0301reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026