DFX Intelligence

J•••••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J•••••• S•••• M•••••

Advisor at J•• I••••••••• M•••••••••

SEMINOLE, FL

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Search this name across graphsid dfx:ria:08a7e326-d408-5754-841c-8e7603785975

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Jan 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• I••••••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• I••••••••• M•••••••••	State registered	Feb 13, 2026	n/a	yes	SEMINOLE, FL	Current employment
F••••• C•••••• A•••••••• L••	Independent wealth	Jan 16, 2025	Jun 30, 2025	no	Seminole, FL\|PRAIRIE VILLAGE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• C•••••• A•••••••• L••	J•• I••••••••• M•••••••••	Jun 30, 2025	Feb 13, 2026	228	Firm change	RIA to state RIA
E•••••• F•••••••• E••••••	F••••• C•••••• A•••••••• L••	Jun 13, 2023	Sep 16, 2024

Relationships

Registered with (7)

→ J•• I••••••••• M•••••••••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ F••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 16, 2025 to Jun 30, 2025factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Sep 19, 2022 to Jun 13, 2023factForm ADV
→ S•••••• I••••••••• L••

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 20, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08a7e326-d408-5754-841c-8e7603785975
First observed: Jan 2, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.