Reading the graph
CRD 309709
PRAIRIE VILLAGE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-09-01 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| AARON MICHAEL VAUGHN | Certified Financial Planner | WESTLAKE, OH | Westlake, OH | PRAIRIE VILLAGE, KS | 5 | 24 | 1 | no |
| JUSTIN MICHAEL MARCUS | n/a | Silver Spring, MD | PRAIRIE VILLAGE, KS | 5 | 19 | 2 | no |
| KARI TIMONEN | n/a | Brooklyn, NY | PRAIRIE VILLAGE, KS | 5 | 13 | n/a | no |
| JEFFREY POLANCO | n/a | Wappingers Falls, NY | PRAIRIE VILLAGE, KS | 5 | 13 | 1 | no |
| SHRIKANT M NADKARNI | n/a | Princeton, NJ | PRAIRIE VILLAGE, KS | 4 | 32 | 3 | no |
| MANISH C SHAH | n/a | PRAIRIE VILLAGE, KS | Princeton, NJ | 4 | 21 | 1 | no |
| David Paul Palladino | n/a | PRAIRIE VILLAGE, KS | Southington, CT | 4 | 13 | n/a | no |
| STEPHAN TODD DAY | n/a | PRAIRIE VILLAGE, KS | Winston-Salem, NC | 3 | 30 | 2 | no |
| MATTHEW ALLYN JOYNER | Certified Financial Planner | PRAIRIE VILLAGE, KS | Portland, OR | 3 | 10 | 2 | no |
| Michael Edward Posey | n/a | PRAIRIE VILLAGE, KS | Rohnert Park, CA | 3 | 10 | 3 | no |
| MELISSA GAMBILL DAY | n/a | PRAIRIE VILLAGE, KS | Winston-Salem, NC | 3 | 24 | 1 | no |
| CHARLES W CREWS | n/a | Simpsonville, SC | PRAIRIE VILLAGE, KS | 2 | 24 | 6 | no |
| JESSICA LYNN NIEMINSKI | n/a | South Barrington, IL | PRAIRIE VILLAGE, KS | 2 | 20 | 2 | yes |
| ALEC NORTON | n/a | PRAIRIE VILLAGE, KS | Boston, MA | 2 | 11 | 1 | no |
| DAVID CLEARY | Chartered Financial Analyst | Briarcliff Manor, NY | PRAIRIE VILLAGE, KS | 2 | 32 | 1 | no |
| STANLEY JOHN NIEMINSKI | Certified Financial Planner|Personal Financial Specialist | PRAIRIE VILLAGE, KS | South Barrington, IL | 2 | 38 | 1 | no |
| Patrick Mullin | Chartered Financial Analyst | PRAIRIE VILLAGE, KS | Norwalk, CT | 2 | 33 | 3 | no |
| Karol Krucinski | Chartered Financial Analyst | PRAIRIE VILLAGE, KS | Jersey City, NJ | 2 | 12 | n/a | no |
| CHRISTOPHER TAYLOR COOPER | n/a | PRAIRIE VILLAGE, KS | O'Fallon, MO | 2 | 25 | 2 | no |
| Emilio Enrique Rivera | n/a | PRAIRIE VILLAGE, KS | Staten Island, NY | 2 | 25 | 6 | yes |
| ISAAC KEIL | Certified Financial Planner | PRAIRIE VILLAGE, KS | Yardley, PA | 2 | 19 | 2 | no |
| Viswanathan Venugopala | Chartered Financial Analyst | Princeton, NJ | PRAIRIE VILLAGE, KS | 2 | 12 | 1 | no |
| CHAD TERRY JOSHPE | Certified Financial Planner|Chartered Financial Consultant | PRAIRIE VILLAGE, KS | North Sutton, NH | 2 | 21 | 2 | no |
| Riley Hayes | n/a | PRAIRIE VILLAGE, KS | Costa Mesa, CA | 1 | 12 | 1 | no |
| Ian Weiner | Certified Financial Planner | PRAIRIE VILLAGE, KS | Bentonville, AR | 1 | 12 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MALITSKY, FELIX | Member | E | yes | 10/2025 | Sep 1, 2026 | Sep 1, 2026 |
| MOLDAVSKY, ROMAN | CHIEF EXECUTIVE OFFICER | B | yes | 06/2020 | Sep 1, 2026 | Sep 1, 2026 |
| VINCETTI, BELENA, GAY | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2021 | Sep 1, 2026 | Sep 1, 2026 |
| HAGG, ROBERT, MICHAEL | CHIEF EXECUTIVE OFFICER | A | yes | 06/2020 | Jul 28, 2020 | Dec 26, 2024 |
| Malitsky, Donatella, Gugliotti | Director | E | yes | 08/2021 | Sep 16, 2021 | Dec 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CREATIVEONE WEALTH, LLC | n/a | Independent wealth | $6.3B | N | yes | n/a |
| AMAZING WORLD REALTY, LLC | n/a | n/a | n/a | N | no | n/a |
| AWS LAW FIRM, LLC | n/a | n/a | n/a | N | no | n/a |
| CLEARPATH FINANCIAL INSURANCE, LLC | n/a | n/a | n/a | N | no | n/a |
| CREWS LAW OFFICES | n/a | n/a | n/a | N | no | n/a |
| FORTIS BROKERAGE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| FORTIS LUX INSURANCE AGENCY, LLC | n/a | n/a | n/a | N | no | n/a |
| INDIAN SPRING MANAGEMENT, LLC | n/a | n/a | n/a | N | no | n/a |
| JUPITER ENTERTAINMENT, LLC | n/a | n/a | n/a | N | no | n/a |
| MOMENTUM I, LLC | n/a | n/a | n/a | N | yes | n/a |
| RAPPS LAW FIRM | n/a | n/a | n/a | N | no | n/a |
| TUTUM STRATEGIES, LLC | n/a | n/a | n/a | N | no | n/a |
| WITHUM SMITH + BROWN, PC | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SOUTH BARRINGTON | IL | United States | 4 | yes |
| Princeton | Nj | United States | 3 | no |
| O'FALLON | Mo | United States | 2 | no |
| WINSTON SALEM | Nc | United States | 2 | no |
| Armonk | NY | United States | 2 | no |
| BRIARCLIFF MANOR | NY | United States | 2 | no |
| ROHNERT PARK | CA | United States | 1 | no |
| Norwalk | Ct | United States | 1 | no |
| Tampa | FL | United States | 1 | no |
| Hanover | Nh | United States | 1 | no |
| RED BANK | Nj | United States | 1 | yes |
| Cedarhurst | NY | United States | 1 | yes |
| Hauppauge | NY | United States | 1 | yes |
| Corvallis | Or | United States | 1 | no |
| Simpsonville | Sc | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $1.6B | $1.6B | 68 | 57 | 39 | n/a | n/a |
| 2024 | Mar 30, 2025 | $1.2B | $1.2B | 69 | 54 | 40 | n/a | n/a |
| 2023 | Mar 29, 2024 | $332M | $332M | 36 | 24 | 20 | n/a | n/a |
| 2022 | Mar 30, 2023 | $245M | $245M | 22 | 13 | 13 | n/a | n/a |
| 2021 | Mar 30, 2022 | $60.1M | $60.1M | 19 | 10 | 10 | n/a | n/a |
| 2020 | Mar 28, 2021 | $1.7M | $1.7M | 7 | 4 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 21 | 5 | 16 | 7.0% | 8 | 0 | 0 | 59 | 14 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | $1.2B | 33.3% | $245M | 87.4% | 68 | 69 | 39 | 40 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| NETWORK 1 FINANCIAL ADVISORS INC. | 3 | Dec 22, 2025 | Jan 9, 2026 | PRAIRIE VILLAGE, KS | Team lift out | RIA to state RIA | 5.9% |
| Farther | 2 | Jun 30, 2025 | May 9, 2025 | ARMONK, NY | Team lift out | RIA to RIA | 3.9% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| AXIM PLANNING & WEALTH | 2 | Sep 1, 2026 | Sep 1, 2026 | SPRINGBORO, OH | Team lift out | RIA to RIA | 50.0% |
| CASTLE WEALTH MANAGEMENT | 2 | Jul 6, 2026 | Jul 13, 2026 | BOYNTON BEACH, FL | Team lift out | RIA to RIA | 40.0% |
| KMG FIDUCIARY PARTNERS, LLC | 2 | May 12, 2026 | May 6, 2026 | TOLEDO, OH | Team lift out | RIA to RIA | 18.2% |
| MCADAM LLC | 7 | Jan 3, 2025 | Jan 30, 2025 | HINGHAM, MA | Team lift out | RIA to RIA | 5.1% |
| BELPOINTE ASSET MANAGEMENT LLC | 2 | Nov 6, 2024 | Nov 19, 2024 | GREENVILLE, SC | Team lift out | RIA to RIA | 1.6% |
| CETERA INVESTMENT ADVISERS LLC | 2 | Feb 9, 2024 | May 3, 2024 | S BARRINGTON, IL | Team lift out | Ibd to RIA | 0.0% |
| NEXT HORIZON ADVISORS LLC | 2 | Mar 7, 2023 | May 17, 2022 | PRINCETON, NJ | Team lift out | RIA to RIA | 100.0% |