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RIA / WealthAdvisorCertified Financial Planner14 years in industry

CHRISTINA S.M. HORAN

Advisor at MARINER

Nashville, TN

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Search this name across graphsid dfx:ria:08a897e7-951c-3a1c-8b2a-c052b9a1320e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 13, 2011
First registration: Oct 11, 2013
Dual registered: no
Other names: CHRISTINA STEPHENSON MATTMULLER|CHRISTINA SM HORAN
IAPD individual key: 5967204

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Nov 15, 2021	n/a	yes	Nashville, TN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 16, 2014	Nov 9, 2021	no	RICHWOOD, OH\|DELAWARE, OH\|PLAIN CITY, OH\|LARUE, OH\|MARYSVILLE, OH\|HUNTSVILLE, OH\|RICHWOOD, OH\|FORT MILL, SC\|LARUE, OH\|PLAIN CITY, OH\|HUNTSVILLE, OH\|MARYSVILLE, OH\|DELAWARE, OH	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jul 31, 2014	Nov 6, 2014	no	MARYSVILLE, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 11, 2013	Jul 28, 2014	no	BROADVIEW HTS, OH\|DUBLIN, OH\|DUBLIN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	Mariner	Nov 9, 2021	Nov 15, 2021	6	Firm change	Ibd to ibd
COMMONWEALTH FINANCIAL NETWORK	LPL FINANCIAL LLC	Nov 6, 2014	Dec 16, 2014	40	Firm change	Other
MSI FINANCIAL SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Jul 28, 2014	Jul 31, 2014	3	Firm change	Other

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
Nov 15, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 16, 2014 to Nov 9, 2021factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jul 31, 2014 to Nov 6, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 11, 2013 to Jul 28, 2014factForm ADV

Dated events

No dated event names this entity yet.