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M•••••• F•••••••• A••••••• I•• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

M•••••• F•••••••• A••••••• I•• I•••

CRD 109325

CLAWSON, MI

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Search this name across graphsid dfx:ria:08a9978f-2ce6-ad1f-6102-4f22e1c2506f

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 14, 2012 to Mar 25, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $10BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $253M
Private client RAUM: $22.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• L• G•••••••	n/a	CLAWSON, MI	1	26	1	no
P•••• W•••••• G•••••	n/a	CLAWSON, MI	0	12

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• C••••••• N•••••	CHIEF COMPLIANCE OFFICER	D	yes	05/2021	Mar 14, 2012	Mar 27, 2024
S••••••• C••••• M••••••	MANAGING DIRECTOR	C	yes	02/2006	Mar 14, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10B	$10B	0.0%	$12B	-5.1%	50	53	0	0

Relationships

Registered with (2)

← P•••• W•••••• G•••••Advisorregistration: current employment
Mar 9, 2026 to presentfactForm ADV
← R•••••• L• G•••••••Advisorregistration: current employment
Jan 17, 2025 to presentfactForm ADV

Controls (2)

← S••••••• C••••• M••••••OwnerMANAGING DIRECTOR, ownership code C, individual
Mar 14, 2012 to Mar 27, 2024factForm ADV
← M••••••• C••••••• N•••••

Dated events

Occurred
Mar 24, 2022
Regulatory AUM changed
M•••••• F•••••••• A••••••• I•• I••• reported RAUM $12.8B, up 63% from $7.8B (2021-05-13 to 2022-03-24)
Form ADVobserved 7 days ago
$5.0B
Occurred
Mar 24, 2021
Regulatory AUM changed
M•••••• F•••••••• A••••••• I•• I••• reported RAUM $7.8B, up 60% from $4.9B (2020-10-14 to 2021-03-24)
Form ADVobserved 7 days ago
$2.9B
Occurred
Mar 14, 2012
Succession filed (Item 4)
Mcqueen Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08a9978f-2ce6-ad1f-6102-4f22e1c2506f
First observed: Mar 14, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 25, 2026	$10B	$253M	50	17	0	n/a	n/a
2024	Mar 26, 2025	$10B	$204M	53	16	0	n/a	n/a
2023	Mar 14, 2024	$12B	$86.0M	50	16	0	n/a	n/a
2022	Mar 15, 2023	$12B	$69.6M	49	15	0	n/a	n/a
2021	Mar 24, 2022	$13B	$33.6M	39	9	0	n/a	n/a
2020	Mar 24, 2021	$7.8B	$3.1M	38	9	0	n/a	n/a
2019	Mar 26, 2020	$4.9B	$3.1M	32	8	0	n/a	n/a
2018	Mar 11, 2019	$4.2B	$2.6M	24	8	0	n/a	n/a
2017	Feb 7, 2018	$4.1B	$2.8M	18	8	0	n/a	n/a
2016	Feb 7, 2017	$3.7B	$2.5M	14	8	n/a	n/a	n/a
2015	Jan 27, 2016	$3.6B	$2.3M	12	6	n/a	n/a	n/a
2014	Feb 4, 2015	$4.0B	$3.6M	9	6	n/a	n/a	n/a
2013	Feb 12, 2014	$4.1B	$4.3M	8	6	n/a	n/a	n/a
2012	Jan 31, 2013	$3.0B	$4.2M	8	6	n/a	n/a	n/a
2011	Mar 14, 2012	$2.2B	$2.2B	n/a	n/a	n/a	n/a	n/a