DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• F•••••••• A••••••• I•• I•••
Latest filing Mar 25, 2026
First filing on the tape Mar 14, 2012 · 29 filings
SEC status approved since Mar 27, 2000
RAUM
$10B
reported, Item 5.F
Discretionary
2.5%
of RAUM
Private clients
0.2%
$22.9M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$5.0B
derived; firm RAUM over IAPD count
Employees
50
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$10B as of Mar 25, 2026
Mar 14, 2012$2.2B then
HNW client RAUM$12.4M as of Mar 25, 2026
Mar 15, 2023$1.9M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 14, 20120 then
Employees (5.A)50 as of Mar 25, 2026
Jan 31, 20138 then
Private funds: no history
RAUM +0.0% over the last fiscal year-5.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $5.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $46.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 2.5%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 25.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$10B100%
- High-net-worth individuals$12.4M0.1%
- Individuals$10.5M0.1%
- Individual clients
- 17reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 215reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• L• G••••••• | Clawson, Mi | Jan 17, 2025 | 26 y | 1 |
| P•••• W•••••• G••••• | Clawson, Mi | Mar 9, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• L• G••••••• from H•••• F•••• W••••• I••Jan 17, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• C••••••• N••••• · Chief Compliance Officercontrolsince 05/2021 · owns 50% to 75%
- S••••••• C••••• M•••••• · Managing Directorcontrolsince 02/2006 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clawson, Mi · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 211 to 215Mar 26, 2025 to Mar 25, 2026
- Advisory employees · 16 to 17Mar 26, 2025 to Mar 25, 2026
- Individual clients · 16 to 17Mar 26, 2025 to Mar 25, 2026
- Employees · 53 to 50Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $204M to $253MMar 26, 2025 to Mar 25, 2026
- HNW RAUM · $9.7M to $12.4MMar 26, 2025 to Mar 25, 2026
- Individual RAUM · $9.1M to $10.5MMar 26, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $9.9B to $9.8BMar 26, 2025 to Mar 25, 2026
- RAUM · $10B to $10BMar 26, 2025 to Mar 25, 2026
- Accounts · 178 to 211Mar 27, 2024 to Mar 26, 2025
- Individual clients · 12 to 16Mar 27, 2024 to Mar 26, 2025
- Employees · 50 to 53Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $86.0M to $204MMar 27, 2024 to Mar 26, 2025
- HNW RAUM · $9.0M to $9.7MMar 27, 2024 to Mar 26, 2025
- Individual RAUM · $4.8M to $9.1MMar 27, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $12B to $9.9BMar 27, 2024 to Mar 26, 2025
- RAUM · $12B to $10BMar 27, 2024 to Mar 26, 2025
- Accounts · 145 to 178Sep 6, 2023 to Mar 14, 2024
- HNW clients · unset to 2.0Sep 6, 2023 to Mar 14, 2024
- Individual clients · 9 to 12Sep 6, 2023 to Mar 14, 2024
- Discretionary RAUM · $69.6M to $86.0MSep 6, 2023 to Mar 14, 2024
- HNW RAUM · $1.9M to $9.0MSep 6, 2023 to Mar 14, 2024
- Individual RAUM · $3.0M to $4.8MSep 6, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $12B to $12BSep 6, 2023 to Mar 14, 2024
- RAUM · $12B to $12BSep 6, 2023 to Mar 14, 2024
- Advisory employees · 15 to 16Mar 15, 2023 to Sep 6, 2023
- Employees · 49 to 50Mar 15, 2023 to Sep 6, 2023
- State-registered IARs · 2 to 3Mar 15, 2023 to Sep 6, 2023
- Accounts · 89 to 145Dec 19, 2022 to Mar 15, 2023
- Advisory employees · 9 to 15Dec 19, 2022 to Mar 15, 2023
- BD registered reps · 1 to 2Dec 19, 2022 to Mar 15, 2023
- Individual clients · unset to 9.0Dec 19, 2022 to Mar 15, 2023
- Employees · 39 to 49Dec 19, 2022 to Mar 15, 2023
- State-registered IARs · 0 to 2Dec 19, 2022 to Mar 15, 2023
- Discretionary RAUM · $33.6M to $69.6MDec 19, 2022 to Mar 15, 2023
- HNW RAUM · unset to 1945927.0Dec 19, 2022 to Mar 15, 2023
- Individual RAUM · unset to 3044720.0Dec 19, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $13B to $12BDec 19, 2022 to Mar 15, 2023
- RAUM · $13B to $12BDec 19, 2022 to Mar 15, 2023
Signals
3 dated events
- M•••••• F•••••••• A••••••• I•• I••• reported RAUM $12.8B, up 63% from $7.8B (2021-05-13 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- M•••••• F•••••••• A••••••• I•• I••• reported RAUM $7.8B, up 60% from $4.9B (2020-10-14 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- M•••••• F•••••••• A••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 14, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/1451256reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••S://MFA-IIM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-548-8400reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026