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Advisor at NPA ASSET MANAGEMENT, LLC
FAIR LAWN, NJ | Hato Rey, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NPA ASSET MANAGEMENT, LLC | Bd affiliated wealth | Jan 12, 2018 | n/a | yes | Hato Rey, PR|FAIR LAWN, NJ | Current employment |
| NPA ASSET MANAGEMENT, LLC | Bd affiliated wealth | Aug 18, 2017 | Dec 31, 2017 | no | HATO REY, PR|FAIR LAWN, NJ | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Mar 23, 2010 | Dec 13, 2010 | no | BOSTON, MA|BAYAMON, PR|CIDRA, PR|CAYEY, PR|HATO REY, PR|GUAYNABO, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | NPA ASSET MANAGEMENT, LLC | Dec 13, 2010 | Aug 18, 2017 | 2,440 | Firm change after gap | Other |