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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Ryan F Kiernan

Advisor at CALTON & ASSOCIATES, INC.

TAMPA, FL

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Search this name across graphsid dfx:ria:08b8a05e-5858-644a-74c3-cb3d2f0b707f

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 0
Observed: Oct 24, 2018 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CALTON & ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 12, 2018
First registration: Oct 24, 2018
Dual registered: yes, broker-dealer
Other names: RYAN FITZPATRICK DREILING KIERNAN|Ryan Kiernan|Ryan Fitzpatrick Kiernan|Ryan Kiernan
IAPD individual key: 6376994

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CALTON & ASSOCIATES, INC.	Independent wealth	Aug 20, 2026	n/a	yes	TAMPA, FL\|TAMPA, FL	Current employment
Farther	Independent wealth	Sep 2, 2025	Oct 3, 2025	no	Tampa, FL\|SAN FRANCISCO, CA	Previous registration
CONFIDENCE WEALTH MANAGEMENT, INC.	Independent wealth	Dec 9, 2024	Dec 24, 2024	no	Tampa, FL\|LOS ANGELES, CA	Previous registration
MORGAN STANLEY	Wirehouse	Sep 5, 2023	May 16, 2024	no	Tampa, FL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 30, 2022	Sep 5, 2023	no	Temple Terrace, FL\|ARLINGTON, VA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 8, 2022	Jun 9, 2022	no	Tampa, FL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 20, 2021	Feb 16, 2022	no	TAMPA, FL\|JACKSONVILLE, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 15, 2020	Oct 8, 2021	no	Winter Park, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 21, 2019	Aug 24, 2020	no	ST. PETERSBURG, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 24, 2018	Dec 31, 2018	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Farther	CALTON & ASSOCIATES, INC.	Oct 3, 2025	Aug 20, 2026	321	Firm change	RIA to RIA
CONFIDENCE WEALTH MANAGEMENT, INC.	Farther	Dec 24, 2024	Sep 2, 2025	252	Firm change	RIA to RIA
MORGAN STANLEY	CONFIDENCE WEALTH MANAGEMENT, INC.	May 16, 2024	Dec 9, 2024	207	Firm change	Wirehouse to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jun 9, 2022	Nov 30, 2022	174	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 16, 2022	Mar 8, 2022	20	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 8, 2021	Dec 20, 2021	73	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 24, 2020	Sep 15, 2020	22	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Dec 31, 2018	Feb 21, 2019	52	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:288590:FL:2021-10-08	Oct 8, 2021	Dec 20, 2021	WINTER PARK, FL	Firm change

Relationships

Registered with (10)

→ CALTON & ASSOCIATES, INC.Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ FARTHERRegistered adviserregistration: previous registration
Sep 2, 2025 to Oct 3, 2025factForm ADV
→ CONFIDENCE WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2024 to Dec 24, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to May 16, 2024factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 30, 2022 to Sep 5, 2023factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Mar 8, 2022 to Jun 9, 2022factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 20, 2021 to Feb 16, 2022factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 15, 2020 to Oct 8, 2021factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 21, 2019 to Aug 24, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Dec 31, 2018factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 3, 2025
Advisor changed firm
Ryan F Kiernan left Farther for Calton & Associates, Inc. (registered 2026-08-20)
Form ADVobserved 6 days ago
Occurred
Dec 24, 2024
Advisor changed firm
Ryan F Kiernan left Confidence Wealth Management, Inc. for Farther (registered 2025-09-02)
Form ADVobserved 6 days ago
Occurred
May 16, 2024
Advisor changed firm
Ryan F Kiernan left Morgan Stanley for Confidence Wealth Management, Inc. (registered 2024-12-09)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2022
Advisor changed firm
Ryan F Kiernan left Northwestern Mutual Investment Services,Llc for E*Trade Capital Management, Llc (registered 2022-11-30)
Form ADVobserved 6 days ago
Occurred
Feb 16, 2022
Advisor changed firm
Ryan F Kiernan left Fidelity Personal And Workplace Advisors for Northwestern Mutual Investment Services,Llc (registered 2022-03-08)
Form ADVobserved 6 days ago

Show 2 bookkeeping events

Occurred
Sep 18, 2026
Ryan F Kiernan added a NE registration at Calton & Associates, Inc.
Occurred
Aug 20, 2026
Ryan F Kiernan added a FL registration at Calton & Associates, Inc.