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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant44 years in industry

EMILIO JOSEPH SENESI

Advisor at SUMMIT FINANCIAL, LLC

CRANSTON, RI | WEST WARWICK, RI

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Search this name across graphsid dfx:ria:08b8f20a-f882-e4d8-4817-29c57dc55616

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Aug 25, 1982
First registration: Jan 1, 1999
Dual registered: no
Other names: MEL J SENESI|MEL J SENESI|EMILIO J SENESI|EMILIO J (JR) SENESI
IAPD individual key: 1057937

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Jul 9, 2025	n/a	yes	CRANSTON, RI\|WEST WARWICK, RI	Current employment
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Sep 9, 2014	Jul 8, 2025	no	WARWICK, RI\|WALPOLE, MA\|West Warwick, RI\|Cranston, RI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 25, 2012	Jul 5, 2018	no	WARWICK, RI\|CRANSTON, RI\|WESTBOROUGH, MA\|CRANSTON, RI	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Apr 29, 2008	Jun 1, 2012	no	PROVIDENCE, RI\|WESTBOROUGH, MA\|CRANSTON, RI\|PROVIDENCE, RI\|CRANSTON, RI	Previous registration
KLR INVESTMENT ADVISORS, LLC	Former SEC adviser	Jun 21, 2006	Oct 7, 2008	no	PROVIDENCE, RI	Previous registration
NATHAN & LEWIS SECURITIES, INC.	n/a	Jan 1, 1999	May 27, 2003	no	CRANSTON, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE PATRIOT FINANCIAL GROUP, LLC	SUMMIT FINANCIAL, LLC	Jul 8, 2025	Jul 9, 2025	1	Firm change	RIA to ibd
LPL FINANCIAL LLC	THE PATRIOT FINANCIAL GROUP, LLC	Jul 5, 2018	Sep 9, 2014	-1,395	Firm change after gap	Other
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Jun 1, 2012	May 25, 2012	-7	Firm change	Other
KLR INVESTMENT ADVISORS, LLC	CETERA ADVISORS LLC	Oct 7, 2008	Apr 29, 2008	-161	Firm change after gap	Other
NATHAN & LEWIS SECURITIES, INC.	KLR INVESTMENT ADVISORS, LLC	May 27, 2003	Jun 21, 2006	1,121	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
172470:299322:RI:2025-07-03	Jul 8, 2025	Jul 9, 2025	CRANSTON, RI	Firm change
6413:172470:RI:2018-07-05	Jul 5, 2018	Sep 9, 2014	CRANSTON, RI	Firm change after gap

Relationships

Registered with (6)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Jul 9, 2025 to presentfactForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Sep 9, 2014 to Jul 8, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 25, 2012 to Jul 5, 2018factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 29, 2008 to Jun 1, 2012factForm ADV
→ KLR INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 21, 2006 to Oct 7, 2008factForm ADV
→ NATHAN & LEWIS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 1, 1999 to May 27, 2003factForm ADV

Dated events

Occurred
Jul 8, 2025
Advisor changed firm
Emilio Joseph Senesi left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-09)
Form ADVobserved 6 days ago