DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emilio Joseph Senesi
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Mel J Senesi
At current firm
1 y
since Jul 9, 2025
In the industry
44 y
since Aug 25, 1982 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Financial, LLC BD affiliated currentsince Jul 9, 2025 · Cranston, Ri
- The Patriot Financial Group, LLC independent RIASep 9, 2014 to Jul 8, 2025 · Warwick, Ri
- LPL Financial LLC BD affiliatedMay 25, 2012 to Jul 5, 2018 · Warwick, Ri
- Cetera Advisors LLC formerApr 29, 2008 to Jun 1, 2012 · Providence, Ri
- Klr Investment Advisors, LLC formerJun 21, 2006 to Oct 7, 2008 · Providence, Ri
- Nathan & Lewis Securities, Inc. unclassifiedJan 1, 1999 to May 27, 2003 · Cranston, Ri
Moves
a registration end followed by a registration begin elsewhere
- The Patriot Financial Group, LLC to Summit Financial, LLCleft Jul 8, 2025, registered Jul 9, 2025 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- LPL Financial LLC to The Patriot Financial Group, LLCleft Jul 5, 2018, registered Sep 9, 2014 (-1395 days) · Other · moved with a team
- Cetera Advisors LLC to LPL Financial LLCleft Jun 1, 2012, registered May 25, 2012 (-7 days) · Other
- Klr Investment Advisors, LLC to Cetera Advisors LLCleft Oct 7, 2008, registered Apr 29, 2008 (-161 days) · Other
- Nathan & Lewis Securities, Inc. to Klr Investment Advisors, LLCleft May 27, 2003, registered Jun 21, 2006 (1121 days) · Other
Signals
- Emilio Joseph Senesi left The Patriot Financial Group, Llc for Summit Financial, Llc (registered 2025-07-09)Jul 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address