DFX Intelligence

N••••• L•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

N••••• L•••• T•••••

Advisor at F• L• P••••• I••••••••• M••••••••• C••

Providence, RI

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Search this name across graphsid dfx:ria:08cdf441-c41e-e408-095c-1592a0f901bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• L• P••••• I••••••••• M••••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• L• P••••• I••••••••• M••••••••• C••	Independent wealth	Aug 5, 2024	n/a	yes	Providence, RI	Current employment
F••• P•••• F•••••••• P•••••••	Former SEC adviser	Nov 2, 2022	Aug 5, 2024	no	MASHPEE, MA\|Saunderstown, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• P•••• F•••••••• P•••••••	F• L• P••••• I••••••••• M••••••••• C••	Aug 5, 2024	Aug 5, 2024	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ F• L• P••••• I••••••••• M••••••••• C••Registered adviserregistration: current employment
Aug 5, 2024 to presentfactForm ADV
→ F••• P•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 2, 2022 to Aug 5, 2024factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08cdf441-c41e-e408-095c-1592a0f901bb
First observed: Nov 2, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.