RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- F• L• P••••• I••••••••• M••••••••• C•• independent RIA currentsince Aug 5, 2024 · Providence, Ri
- F••• P•••• F•••••••• P••••••• formerNov 2, 2022 to Aug 5, 2024 · Mashpee, Ma
- F••• P•••• F•••••••• P••••••• to F• L• P••••• I••••••••• M••••••••• C••left Aug 5, 2024, registered Aug 5, 2024 (0 days) · RIA to RIA
- N••••• L•••• T••••• left F••• P•••• F•••••••• P••••••• for F• L• P••••• I••••••••• M••••••••• C•• (registered 2024-08-05)Aug 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address