DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
NEWTOWN SQUARE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | NEWTOWN SQUARE, PA|NEWTOWN SQUARE, PA | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | NEWTOWN SQUARE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• C••••••• L•• | M•• F•••••••• S•••••••• I••• | Dec 31, 2017 | Jan 2, 2015 | -1,094 | Bulk transfer | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 615:152430:PA:2015-01-02 | Jan 2, 2015 | Aug 31, 2010 | NEWTOWN SQUARE, PA | Firm change after gap |
| N•••••••• C••••••• L•• | Independent wealth | Aug 31, 2010 | Dec 31, 2017 | no | NEWTOWN SQUARE, PA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jun 24, 2002 | Jan 2, 2015 | no | NEWTOWN SQUARE, PA|NEWTOWN SQUARE, PA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | N•••••••• C••••••• L•• | Jan 2, 2015 | Aug 31, 2010 | -1,585 | Firm change after gap | Other |