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Advisor at SUMMIT FINANCIAL, LLC
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Apr 14, 2025 | n/a | yes | SARASOTA, FL | Current employment |
| LPF ADVISORS, LLC | Former SEC adviser | Apr 16, 2024 | Jun 11, 2025 | no | SARASOTA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 29, 2022 | Mar 25, 2024 | no | NEW YORK, NY|WINTER PARK, FL|WINTER PARK, FL|ORLANDO, FL|SARASOTA, FL|WINTER PARK, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPF ADVISORS, LLC | SUMMIT FINANCIAL, LLC | Jun 11, 2025 | Apr 14, 2025 | -58 | Firm change after gap | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPF ADVISORS, LLC | Mar 25, 2024 | Apr 16, 2024 | 22 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 298068:299322:FL:2025-06-11 | Jun 11, 2025 | Apr 14, 2025 | SARASOTA, FL | Firm change after gap |