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RIA / WealthAdvisor20 years in industry

CATHERINE LORETTA AZELES

Advisor at CONRAD SIEGEL INVESTMENT ADVISORS

HARRISBURG, PA

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Search this name across graphsid dfx:ria:08ec7d86-04e8-7806-fa08-df84e5dbc1fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONRAD SIEGEL INVESTMENT ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 23, 2006
First registration: Sep 21, 2012
Dual registered: no
Other names: KATIE BRACKIN|CATHERINE LORETTA BRACKIN
IAPD individual key: 5147682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONRAD SIEGEL INVESTMENT ADVISORS	Institutional manager	Mar 20, 2018	n/a	yes	HARRISBURG, PA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Mar 6, 2018	no	CHARLOTTE, NC\|CAMP HILL, PA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 29, 2016	Jan 2, 2018	no	CHARLOTTE, NC\|CAMP HILL, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 21, 2012	Feb 4, 2016	no	COLUMBUS, OH\|CAMP HILL, PA\|LITTLE FALLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	CONRAD SIEGEL INVESTMENT ADVISORS	Mar 6, 2018	Mar 20, 2018	14	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	BB&T INVESTMENT SERVICES, INC.	Feb 4, 2016	Jan 29, 2016	-6	Firm change	Other

Relationships

Registered with (4)

→ CONRAD SIEGEL INVESTMENT ADVISORSRegistered adviserregistration: current employment
Mar 20, 2018 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Mar 6, 2018factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 29, 2016 to Jan 2, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 21, 2012 to Feb 4, 2016factForm ADV

Dated events

No dated event names this entity yet.