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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

CONRAD SIEGEL INVESTMENT ADVISORS

CONRAD SIEGEL INVESTMENT ADVISORS, INC., CRD 123560

HARRISBURG, PA

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Search this name across graphsid dfx:ria:d9d7efb1-43e7-b2c8-7f2f-d1f9ee42c25e

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 18
On other graphs: 0
Observed: Mar 29, 2012 to Sep 4, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.08 fund_share=0.0 institutional_share=0.91 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $12BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.1B
Private client RAUM: $951MderivedItem 5.D individuals plus high net worth individuals
Private client share: 8%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $505Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 29
Advisory employees: 23
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,218
Individual clients: 225
High net worth clients: 170
SEC number: 801-62505
CIK: 1905875
CRD: 123560
Filings on the tape: 34
First filed: Mar 29, 2012
Latest filed: Sep 4, 2026
Organised: Corporation, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY SCOTT MYERS	n/a	HARRISBURG, PA	24	44	n/a	no
TARA LEE MASHACK-BEHNEY	Chartered Financial Consultant	HARRISBURG, PA	23	24	n/a	no
JONATHAN SCOTT GEHMAN	n/a	HARRISBURG, PA	23	30	n/a	no
NICHOLAS PATRICK FRANKENSTEIN	Certified Financial Planner\|Chartered Financial Analyst	HARRISBURG, PA	19	21	n/a	no
TRACY SCOTT BURKE	Certified Financial Planner\|Chartered Financial Consultant	HARRISBURG, PA	17	19	1	no
BRIAN NELSON GRAFF	n/a	HARRISBURG, PA	14	26	n/a	no
CASSIE TINASHE KHOSHNEVISSAN	n/a	HARRISBURG, PA	12	20	n/a	no
DAVID PRESTON LYTLE	Chartered Financial Analyst	HARRISBURG, PA	11	11	n/a	no
THOMAS JOSEPH TERHAAR	Certified Financial Planner\|Chartered Financial Consultant	HARRISBURG, PA	11	32	2	no
BROOKE S PETERSEN	Certified Financial Planner\|Chartered Financial Consultant	LANCASTER, PA \| HARRISBURG, PA	10	16	1	no
MICHAEL RICHARD HOYLE	Certified Financial Planner	HARRISBURG, PA	9	10	n/a	no
Melissa Louise Hoch	n/a	HARRISBURG, PA	9	10	n/a	no
MARK ALLEN DIXON	Certified Financial Planner	LANCASTER, PA \| HARRISBURG, PA	9	21	1	no
SEAN MICHAEL DUFFY	n/a	HARRISBURG, PA	8	13	n/a	no
CATHERINE LORETTA AZELES	n/a	HARRISBURG, PA	8	20	3	no
LAURA VIGNATI HESS	n/a	HARRISBURG, PA	6	28	n/a	no
Brianna Grace Yetter	n/a	HARRISBURG, PA	4	14	n/a	no
Richard Lavery	n/a	HARRISBURG, PA	2	13	n/a	no
Justin Brubaker	n/a	HARRISBURG, PA	2	13	n/a	no
SOLANA ESTELLA BERRIO	n/a	HARRISBURG, PA	1	13	n/a	no
Samuel Gregory Epps	n/a	HARRISBURG, PA	0	11	n/a	no
MARK DANIEL SKOLKA	Certified Financial Planner	HARRISBURG, PA	0	12	2	no
Nathaniel David Lochstampfor	Certified Financial Planner	HARRISBURG, PA	0	11	1	no
Mason Cary	n/a	HARRISBURG, PA	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AZELES, CATHERINE, LORETTA	Director	Na	yes	07/2023	Sep 25, 2023	Sep 25, 2024
BARE, TREVOR, SCOTT	Director	Na	yes	07/2020	Sep 18, 2020	Sep 25, 2024
BONSALL, MARK, ALLEN	Director	Na	yes	12/2003	Mar 29, 2012	Sep 25, 2024
BURKE, TRACY, SCOTT	Director	Na	yes	07/2015	Sep 9, 2015	Sep 25, 2024
CONRAD M. SIEGEL, INC.	SOLE SHAREHOLDER	E	yes	07/2002	Mar 29, 2012	Sep 25, 2024
CRAMER, JONATHAN, DAVID	Director	Na	yes	08/2008	Mar 29, 2012	Sep 25, 2024
FORTINO, ABIGAIL, SUSAN	Director	Na	yes	07/2014	Sep 29, 2014	Sep 25, 2024
GARD, FREDERICK, JOHNS	Director	Na	yes	07/2024	Sep 25, 2024	Sep 25, 2024
GLUS, ROBERT, MATTHEW	Director	Na	yes	07/2007	Mar 29, 2012	Sep 25, 2024
HESS, LAURA, VIGNATI	Director	Na	yes	08/2011	Mar 29, 2012	Sep 25, 2024
JEFFREY, JOHN, WESLEY	Director	Na	yes	07/2007	Mar 29, 2012	Sep 25, 2024
LYTLE, DAVID, PRESTON	Director	Na	yes	07/2020	Sep 18, 2020	Sep 25, 2024
MASHACK-BEHNEY, TARA, LEE	President	Na	yes	01/2009	Mar 29, 2012	Sep 25, 2024
MAYHUE, JOSHUA, RYAN	Director	Na	yes	07/2021	Sep 22, 2021	Sep 25, 2024
MYERS, JEFFREY, SCOTT	Director	Na	yes	08/2011	Mar 29, 2012	Sep 25, 2024
PYNE, JAMES, PATRICK	Director	Na	yes	07/2020	Sep 18, 2020	Sep 25, 2024
REESE, THOMAS, WAYNE	Director	Na	yes	07/2007	Mar 29, 2012	Sep 25, 2024
RHODES, FRANK, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Mar 29, 2012	Sep 25, 2024
SAPOCHAK, JONATHAN, ANDREW	Director	Na	yes	01/2018	Mar 2, 2018	Sep 25, 2024
VARGO, JOHN, DAVID	Director	Na	yes	07/2007	Mar 29, 2012	Sep 25, 2024
WISE, ASHLEY, ANN	Director	Na	yes	07/2020	Sep 18, 2020	Sep 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONRAD M. SIEGEL, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lancaster	Pa	United States	2	no
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 25, 2024	$9.0B	$3.0B	23	22	2	n/a	n/a
2023	Sep 25, 2023	$7.8B	$2.6B	22	21	2	n/a	n/a
2022	Sep 28, 2022	$7.0B	$2.3B	26	25	2	n/a	n/a
2021	Sep 22, 2021	$7.9B	$2.5B	25	25	2	n/a	n/a
2020	Sep 18, 2020	$6.2B	$1.9B	24	24	2	n/a	n/a
2019	Sep 25, 2019	$5.8B	$1.8B	26	26	2	n/a	n/a
2018	Sep 20, 2018	$5.2B	$1.4B	25	25	1	n/a	n/a
2017	Sep 21, 2017	$4.2B	$1.2B	26	24	n/a	n/a	n/a
2016	Sep 1, 2016	$3.7B	$992M	24	24	n/a	n/a	n/a
2015	Sep 9, 2015	$3.0B	$926M	24	24	n/a	n/a	n/a
2014	Sep 29, 2014	$2.8B	$788M	21	21	n/a	n/a	n/a
2013	Sep 20, 2013	$818M	$563M	19	19	n/a	n/a	n/a
2012	Sep 27, 2012	$674M	$321M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	4.2%	1	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$12B	$7.8B	56.0%	$7.9B	15.4%	29	22	2	2

Relationships

Registered with (28)

← Mason CaryAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Nathaniel David LochstampforAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← MARK DANIEL SKOLKAAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← Samuel Gregory EppsAdvisorregistration: current employment
Dec 22, 2025 to presentfactForm ADV
← SOLANA ESTELLA BERRIOAdvisorregistration: current employment
Oct 1, 2024 to presentfactForm ADV
← Justin BrubakerAdvisorregistration: current employment
May 18, 2024 to presentfactForm ADV
← Richard LaveryAdvisorregistration: current employment
Oct 23, 2023 to presentfactForm ADV
← Brianna Grace YetterAdvisorregistration: current employment
Jun 13, 2022 to presentfactForm ADV
← LAURA VIGNATI HESSAdvisorregistration: current employment
Sep 15, 2020 to presentfactForm ADV
← CATHERINE LORETTA AZELESAdvisorregistration: current employment
Mar 20, 2018 to presentfactForm ADV
← SEAN MICHAEL DUFFYAdvisorregistration: current employment
Oct 25, 2017 to presentfactForm ADV
← MARK ALLEN DIXONAdvisorregistration: current employment
Jul 11, 2017 to presentfactForm ADV
← Melissa Louise HochAdvisorregistration: current employment
May 15, 2017 to presentfactForm ADV
← MICHAEL RICHARD HOYLEAdvisorregistration: current employment
Jan 20, 2017 to presentfactForm ADV
← BROOKE S PETERSENAdvisorregistration: current employment
Sep 16, 2016 to presentfactForm ADV
← THOMAS JOSEPH TERHAARAdvisorregistration: current employment
Dec 4, 2014 to presentfactForm ADV
← DAVID PRESTON LYTLEAdvisorregistration: current employment
Nov 20, 2014 to presentfactForm ADV
← CASSIE TINASHE KHOSHNEVISSANAdvisorregistration: current employment
Jun 26, 2014 to presentfactForm ADV
← BRIAN NELSON GRAFFAdvisorregistration: current employment
Sep 11, 2012 to presentfactForm ADV
← TRACY SCOTT BURKEAdvisorregistration: current employment
Nov 4, 2008 to presentfactForm ADV
← NICHOLAS PATRICK FRANKENSTEINAdvisorregistration: current employment
Feb 21, 2007 to presentfactForm ADV
← JONATHAN SCOTT GEHMANAdvisorregistration: current employment
Sep 1, 2003 to presentfactForm ADV
← TARA LEE MASHACK-BEHNEYAdvisorregistration: current employment
Nov 11, 2002 to presentfactForm ADV
← JEFFREY SCOTT MYERSAdvisorregistration: current employment
Jan 15, 2002 to presentfactForm ADV
← Nathan Randolph BaileyAdvisorregistration: previous registration
Jun 18, 2021 to Jun 10, 2026factForm ADV
← Bansari PatelAdvisorregistration: previous registration
Apr 9, 2021 to May 12, 2023factForm ADV
← Bridget Quigley CasherAdvisorregistration: previous registration
Aug 24, 2018 to Jan 11, 2023factForm ADV
← Chrystal L WoollettAdvisorregistration: previous registration
Dec 5, 2020 to Sep 30, 2021factForm ADV

Controls (21)

← MYERS, JEFFREY, SCOTTOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← RHODES, FRANK, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← MASHACK-BEHNEY, TARA, LEEOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← REESE, THOMAS, WAYNEOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← BONSALL, MARK, ALLENOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← AZELES, CATHERINE, LORETTAOwnerDIRECTOR, ownership code NA, individual
Sep 25, 2023 to Sep 25, 2024factForm ADV
← BURKE, TRACY, SCOTTOwnerDIRECTOR, ownership code NA, individual
Sep 9, 2015 to Sep 25, 2024factForm ADV
← VARGO, JOHN, DAVIDOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← GLUS, ROBERT, MATTHEWOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← JEFFREY, JOHN, WESLEYOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← CRAMER, JONATHAN, DAVIDOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← HESS, LAURA, VIGNATIOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Sep 25, 2024factForm ADV
← LYTLE, DAVID, PRESTONOwnerDIRECTOR, ownership code NA, individual
Sep 18, 2020 to Sep 25, 2024factForm ADV
← FORTINO, ABIGAIL, SUSANOwnerDIRECTOR, ownership code NA, individual
Sep 29, 2014 to Sep 25, 2024factForm ADV
← BARE, TREVOR, SCOTTOwnerDIRECTOR, ownership code NA, individual
Sep 18, 2020 to Sep 25, 2024factForm ADV
← PYNE, JAMES, PATRICKOwnerDIRECTOR, ownership code NA, individual
Sep 18, 2020 to Sep 25, 2024factForm ADV
← WISE, ASHLEY, ANNOwnerDIRECTOR, ownership code NA, individual
Sep 18, 2020 to Sep 25, 2024factForm ADV
← MAYHUE, JOSHUA, RYANOwnerDIRECTOR, ownership code NA, individual
Sep 22, 2021 to Sep 25, 2024factForm ADV
← GARD, FREDERICK, JOHNSOwnerDIRECTOR, ownership code NA, individual
Sep 25, 2024 to Sep 25, 2024factForm ADV
← CONRAD M. SIEGEL, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to Sep 25, 2024factForm ADV
← SAPOCHAK, JONATHAN, ANDREWOwnerDIRECTOR, ownership code NA, individual
Mar 2, 2018 to Sep 25, 2024factForm ADV

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
Nathan Randolph Bailey left Conrad Siegel Investment Advisors for Stonebridge Financial Group, Llc (registered 2026-06-03)
Form ADVobserved 5 days ago
Occurred
Sep 25, 2024
Control person left
Murray Conrad Siegel (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2024-05-01, absent 2024-09-25)
Form ADVobserved 5 days ago
Occurred
Sep 25, 2024
Control person joined
Johns Frederick Gard (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 25, 2023
Control person joined
Loretta Catherine Azeles (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 25, 2023
Control person left
Henry David Killick (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2023-03-08, absent 2023-09-25)
Form ADVobserved 5 days ago
Occurred
May 12, 2023
Advisor changed firm
Bansari Patel left Conrad Siegel Investment Advisors for Equitable Advisors, Llc (registered 2024-06-25)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2023
Advisor changed firm
Bridget Quigley Casher left Conrad Siegel Investment Advisors for Hightower Advisors, Llc (registered 2023-01-23)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2022
Control person left
John Robert Mrazik (Chief Compliance Officer) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2021-09-22, absent 2022-01-11)
Form ADVobserved 5 days ago
Occurred
Sep 22, 2021
Regulatory AUM changed
Conrad Siegel Investment Advisors reported RAUM $7.9B, up 28% from $6.2B (2021-02-05 to 2021-09-22)
Form ADVobserved 5 days ago
$1.7B
Occurred
Sep 22, 2021
Control person joined
Ryan Joshua Mayhue (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 22, 2021
Control person left
Ann Holly Ross (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2021-02-05, absent 2021-09-22)
Form ADVobserved 5 days ago
Occurred
Sep 22, 2021
Control person left
Mari Janel Leymeister (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2021-02-05, absent 2021-09-22)
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person joined
Scott Trevor Bare (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person joined
Patrick James Pyne (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person joined
Ann Ashley Wise (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person joined
Preston David Lytle (Director) appeared on Schedule A of Conrad Siegel Investment Advisors
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person left
James Robert Dolan (Director Emeritus) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2020-06-15, absent 2020-09-18)
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person left
Adam Kevin Erb (Director) no longer on Schedule A of Conrad Siegel Investment Advisors (listed 2020-06-15, absent 2020-09-18)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9d7efb1-43e7-b2c8-7f2f-d1f9ee42c25e
First observed: Mar 29, 2012
Last observed: Sep 4, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONRAD SIEGEL INVESTMENT ADVISORS

CONRAD SIEGEL INVESTMENT ADVISORS, INC., CRD 123560

HARRISBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9d7efb1-43e7-b2c8-7f2f-d1f9ee42c25e

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY SCOTT MYERS

n/a

HARRISBURG, PA

n/a

TARA LEE MASHACK-BEHNEY

Chartered Financial Consultant

HARRISBURG, PA

n/a

JONATHAN SCOTT GEHMAN

n/a

HARRISBURG, PA

n/a

NICHOLAS PATRICK FRANKENSTEIN

Certified Financial Planner|Chartered Financial Analyst

HARRISBURG, PA

n/a

TRACY SCOTT BURKE

Certified Financial Planner|Chartered Financial Consultant

HARRISBURG, PA

BRIAN NELSON GRAFF

n/a

HARRISBURG, PA

n/a

CASSIE TINASHE KHOSHNEVISSAN

n/a

HARRISBURG, PA

n/a

DAVID PRESTON LYTLE

Chartered Financial Analyst

HARRISBURG, PA

n/a

THOMAS JOSEPH TERHAAR

Certified Financial Planner|Chartered Financial Consultant

HARRISBURG, PA

BROOKE S PETERSEN

Certified Financial Planner|Chartered Financial Consultant

LANCASTER, PA | HARRISBURG, PA

MICHAEL RICHARD HOYLE

Certified Financial Planner

HARRISBURG, PA

n/a

Melissa Louise Hoch

n/a

HARRISBURG, PA

n/a

MARK ALLEN DIXON

Certified Financial Planner

LANCASTER, PA | HARRISBURG, PA

SEAN MICHAEL DUFFY

n/a

HARRISBURG, PA

n/a

CATHERINE LORETTA AZELES

n/a

HARRISBURG, PA

LAURA VIGNATI HESS

n/a

HARRISBURG, PA

n/a

Brianna Grace Yetter

n/a

HARRISBURG, PA

n/a

Richard Lavery

n/a

HARRISBURG, PA

n/a

Justin Brubaker

n/a

HARRISBURG, PA

n/a

SOLANA ESTELLA BERRIO

n/a

HARRISBURG, PA

n/a

Samuel Gregory Epps

n/a

HARRISBURG, PA

n/a

MARK DANIEL SKOLKA

Certified Financial Planner

HARRISBURG, PA

Nathaniel David Lochstampfor

Certified Financial Planner

HARRISBURG, PA

Mason Cary

n/a

HARRISBURG, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AZELES, CATHERINE, LORETTA

Director

yes

07/2023

Sep 25, 2023

Sep 25, 2024

BARE, TREVOR, SCOTT

Director

yes

07/2020

Sep 18, 2020

Sep 25, 2024

BONSALL, MARK, ALLEN

Director

yes

12/2003

Mar 29, 2012

Sep 25, 2024

BURKE, TRACY, SCOTT

Director

yes

07/2015

Sep 9, 2015

Sep 25, 2024

CONRAD M. SIEGEL, INC.

SOLE SHAREHOLDER

yes

07/2002

Mar 29, 2012

Sep 25, 2024

CRAMER, JONATHAN, DAVID

Director

yes

08/2008

Mar 29, 2012

Sep 25, 2024

FORTINO, ABIGAIL, SUSAN

Director

yes

07/2014

Sep 29, 2014

Sep 25, 2024

GARD, FREDERICK, JOHNS

Director

yes

07/2024

Sep 25, 2024

GLUS, ROBERT, MATTHEW

Director

yes

07/2007

Mar 29, 2012

Sep 25, 2024

HESS, LAURA, VIGNATI

Director

yes

08/2011

Mar 29, 2012

Sep 25, 2024

JEFFREY, JOHN, WESLEY

Director

yes

07/2007

Mar 29, 2012

Sep 25, 2024

LYTLE, DAVID, PRESTON

Director

yes

07/2020

Sep 18, 2020

Sep 25, 2024

MASHACK-BEHNEY, TARA, LEE

President

yes

01/2009

Mar 29, 2012

Sep 25, 2024

MAYHUE, JOSHUA, RYAN

Director

yes

07/2021

Sep 22, 2021

Sep 25, 2024

MYERS, JEFFREY, SCOTT

Director

yes

08/2011

Mar 29, 2012

Sep 25, 2024

PYNE, JAMES, PATRICK

Director

yes

07/2020

Sep 18, 2020

Sep 25, 2024

REESE, THOMAS, WAYNE

Director

yes

07/2007

Mar 29, 2012

Sep 25, 2024

RHODES, FRANK, SCOTT

CHIEF COMPLIANCE OFFICER

yes

01/2022

Mar 29, 2012

Sep 25, 2024

SAPOCHAK, JONATHAN, ANDREW

Director

yes

01/2018

Mar 2, 2018

Sep 25, 2024

VARGO, JOHN, DAVID

Director

yes

07/2007

Mar 29, 2012

Sep 25, 2024

WISE, ASHLEY, ANN

Director

yes

07/2020

Sep 18, 2020

Sep 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONRAD M. SIEGEL, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Lancaster

United States

Naples

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 25, 2024

$9.0B

$3.0B

n/a

2023

Sep 25, 2023

$7.8B

$2.6B

n/a

2022

Sep 28, 2022

$7.0B

$2.3B

n/a

2021

Sep 22, 2021

$7.9B

$2.5B

n/a

2020

Sep 18, 2020

$6.2B

$1.9B

n/a

2019

Sep 25, 2019

$5.8B

$1.8B

n/a

2018

Sep 20, 2018

$5.2B

$1.4B

n/a

2017

Sep 21, 2017

$4.2B

$1.2B

n/a

2016

Sep 1, 2016

$3.7B

$992M

n/a

2015

Sep 9, 2015

$3.0B

$926M

n/a

2014

Sep 29, 2014

$2.8B

$788M

n/a

2013

Sep 20, 2013

$818M

$563M

n/a

2012

Sep 27, 2012

$674M

$321M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

4.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$12B

$7.8B

56.0%

$7.9B

15.4%