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CRD 109623
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONNELL, RYAN | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | Na | yes | 10/2012 | Oct 16, 2012 | Oct 16, 2012 |
| GUNTHORP, JOHN, E | EXECUTIVE VICE PRESIDENT | A | yes | 10/1997 | Feb 24, 2012 | Oct 16, 2012 |
| HESTER, IRA, CRAIG | CHAIRMAN, CEO, CIO & DIRECTOR | B | yes | 10/1997 | Feb 24, 2012 | Oct 16, 2012 |
| HUFFINES, JAMES, RICHARD | Shareholder | B | yes | 07/2012 | Feb 24, 2012 | Oct 16, 2012 |
| LUTHER KING CAPITAL MANAGEMENT CORPORATION | Shareholder | D | yes | 07/2012 | Aug 8, 2012 | Oct 16, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LUTHER KING CAPITAL MANAGEMENT CORPORATION | n/a | Mixed wealth | $32B | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Feb 24, 2012 | $1.0B | $1.0B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $1.0B | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |