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CRD 110093
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL WARREN GREENWELL | n/a | FORT WORTH, TX | 34 | 43 | n/a | no |
| DAVID LEE DOWLER | n/a | FORT WORTH, TX | 34 | 40 | n/a | no |
| SCOT CHARLES HOLLMANN | Chartered Financial Analyst | FORT WORTH, TX | 34 | 43 | n/a | no |
| JOHN LUTHER KING | Chartered Financial Analyst | FORT WORTH, TX | 34 | 47 | n/a | no |
| JOAN MARIE MAYNARD | n/a | FORT WORTH, TX | 33 | 40 | n/a | no |
| GARY GRIFFITH WALSH | Chartered Financial Analyst | FORT WORTH, TX | 24 | 31 | n/a | no |
| MARK LEHANE JOHNSON | Chartered Financial Analyst|Chartered Investment Counselor | FORT WORTH, TX | 24 | 34 | n/a | no |
| JOHN BRYAN KING | Chartered Financial Analyst | FORT WORTH, TX | 20 | 32 | n/a | no |
| TOBIN RICE CALVERT | n/a | FORT WORTH, TX | 15 | 32 | 1 | no |
| RICHARD M KLEBERG | n/a | San Antonio, TX | FORT WORTH, TX | 15 | 30 | 1 | no |
| MARK MUSGRAVE JOHNSON | n/a | FORT WORTH, TX | San Antonio, TX | 15 | 31 | 1 | no |
| FREDERICK BRAMLETTE LABATT | Chartered Financial Analyst | FORT WORTH, TX | SAN ANTONIO, TX | 13 | 29 | 3 | no |
| JOHN E GUNTHORP | Chartered Financial Analyst|Chartered Investment Counselor | FORT WORTH, TX | 13 | 28 | 1 | no |
| IRA CRAIG HESTER | Chartered Financial Analyst|Chartered Investment Counselor | Austin, TX | FORT WORTH, TX | 13 | 37 | 1 | no |
| SCOTT ALAN NEUENDORF | Chartered Financial Analyst | FORT WORTH, TX | 13 | 17 | 1 | no |
| JEREMY ALLEN BLACKMAN | Chartered Financial Analyst | AUSTIN, TX | FORT WORTH, TX | 13 | 17 | 1 | no |
| SUSAN BOWDEN GOMEZ | Certified Financial Planner | San Antonio, TX | FORT WORTH, TX | NEW BRAUNFELS, TX | 13 | 40 | 2 | no |
| RICHARD T TRUITT | Chartered Financial Analyst | FORT WORTH, TX | 13 | 25 | n/a | no |
| JONATHAN BENTLEY DEWEESE | Chartered Financial Analyst | FORT WORTH, TX | 13 | 23 | n/a | no |
| MASON DANIEL KING | Chartered Financial Analyst | FORT WORTH, TX | 13 | 22 | n/a | no |
| DAVID MICHAEL LEHMANN | Chartered Financial Analyst | FORT WORTH, TX | 13 | 27 | n/a | no |
| MICHAEL CLAYTON YEAGER | Chartered Financial Analyst | FORT WORTH, TX | 13 | 24 | n/a | no |
| DAVID DANIELL MAY | Chartered Financial Analyst | Austin, TX | FORT WORTH, TX | 13 | 33 | 2 | no |
| MINOR BRADLEY WALLACE | Chartered Financial Analyst | FORT WORTH, TX | 12 | 20 | n/a | no |
| ANDREW DAVID ZACHARIAS | Chartered Financial Analyst | FORT WORTH, TX | 12 | 21 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LKCM INVESTMENT PARTNERSHIP, L.P. | Hedge Fund | $1.5B | Jun 24, 2026 | 193 | Mar 30, 2012 | reported | 021-144991 |
| LKCM HEADWATER INVESTMENTS IV, L.P. | Private Equity Fund | $1.1B | Jun 24, 2026 | 404 | Jun 28, 2023 | reported | 021-470789 |
| LKCM HEADWATER INVESTMENTS III, L.P. | Private Equity Fund | $1.0B | Jun 24, 2026 | 276 | Jun 27, 2019 | reported | 021-330637 |
| LKCM HEADWATER INVESTMENTS II, L.P. | Private Equity Fund | $711M | Jun 24, 2026 | 203 | Jun 26, 2015 | reported | 021-226290 |
| LKCM PRIVATE DISCIPLINE MASTER FUND, SPC | Hedge Fund | $609M | Jun 24, 2026 | 138 | Mar 30, 2012 | reported | 021-92451 |
| LKCM HEADWATER II SIDECAR PARTNERSHIP, L.P. | Private Equity Fund | $392M | Jun 24, 2026 | 87 | Jun 29, 2018 | reported | 021-226290 |
| LKCM HEADWATER PM CO-INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $318M | Jun 24, 2026 | 210 | Jun 28, 2022 | reported | 021-409693 |
| LKCM DISTRIBUTION HOLDINGS, L.P. | Private Equity Fund | $73.7M | Oct 3, 2013 | 14 | Mar 30, 2012 | dropped | n/a |
| GSMS INVESTORS, LP | Private Equity Fund | $72.2M | Oct 3, 2013 | 6 | Jan 24, 2013 | dropped | n/a |
| SDG INVESTMENT PARTNERSHIP, L.P. | n/a | $60.5M | Jun 24, 2026 | 128 | Jun 24, 2026 | reported | 021-580444 |
| LKCM INVESTMENT PARTNERSHIP II, L.P. | Hedge Fund | $57.0M | Jun 24, 2026 | 45 | Mar 30, 2012 | reported | 021-144719 |
| LKCM CAPITAL PARTNERS I, L.P. | Private Equity Fund | $55.9M | Apr 1, 2022 | 8 | Jun 26, 2015 | dropped | 021-252420 |
| LKCM TECHNOLOGY PARTNERSHIP, L.P. | Hedge Fund | $46.0M | Jun 24, 2026 | 65 | Mar 30, 2012 | reported | 021-160874 |
| LKCM HEADWATER CV I MINERALS, L.P. | n/a | $35.7M | Jun 24, 2026 | 67 | Jun 24, 2026 | reported | 021-579986 |
| LKCM HEADWATER IL CO-INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $24.1M | Jun 24, 2026 | 58 | Jun 28, 2022 | reported | 021-406693 |
| LKCM HEADWATER HIGG CO-INVESTMENT PARTNERSHIP, L.P. | n/a | $20.3M | Jun 24, 2026 | 108 | Jun 24, 2026 | reported | 021-573677 |
| LKCM INTERNATIONAL EQUITY, L.P. | Hedge Fund | $18.9M | Jun 24, 2026 | 21 | Jun 26, 2015 | reported | 021-232234 |
| LKCM RADIO GROUP, L.P. | Private Equity Fund | $16.9M | Jun 24, 2026 | 42 | Jun 26, 2015 | reported | n/a |
| LKCM HEADWATER INVESTMENTS I, L.P. | Private Equity Fund | $15.0M | Jun 24, 2026 | 109 | Mar 30, 2012 | reported | 021-172491 |
| LKCM MICRO-CAP PARTNERSHIP, L.P. | Hedge Fund | $12.6M | Jun 24, 2026 | 12 | Mar 30, 2012 | reported | 021-148681 |
| EIGER REAL ESTATE HOLDINGS, LLC | Real Estate Fund | $11.6M | Jun 30, 2020 | 15 | Jan 24, 2013 | dropped | n/a |
| LKCM HEADWATER INTUITY CO-INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $11.2M | Jun 28, 2024 | 70 | Jun 28, 2023 | dropped | 021-464001 |
| EIGER HOLDCO, LLC | Private Equity Fund | $10.2M | Jun 29, 2016 | 15 | Mar 30, 2012 | dropped | 021-122179 |
| LKCM RADIO INVESTORS 2009, LTD. | Private Equity Fund | $6.3M | Jan 9, 2015 | 16 | Mar 30, 2012 | dropped | n/a |
| 301 ONRAMP CO-INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $3.5M | Jun 24, 2026 | 3 | Jun 28, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KING, JOHN, LUTHER | PRESIDENT, CHIEF EXECUTIVE OFFICER, PRINCIPAL | Na | yes | 01/1979 | Jun 24, 2026 | Jun 24, 2026 |
| SOUTHWEST JLK CORPORATION | Shareholder | E | yes | 02/1983 | Jun 24, 2026 | Jun 24, 2026 |
| KING, JOHN, LUTHER | BENEFICIAL OWNER, CHAIRMAN OF THE BOARD, PRESIDENT | D | yes | 02/1983 | Mar 30, 2012 | Jun 28, 2024 |
| KING, TERESA, ANN | BENEFICIAL OWNER, COMMUNITY PROPERTY INTEREST | D | yes | 02/1983 | Mar 30, 2012 | Jun 28, 2024 |
| SMITH, JACOB, DANIEL | PRINCIPAL & GENERAL COUNSEL COMPLIANCE OFFICER | Na | no | 07/2006 | Jun 24, 2026 | Jun 24, 2026 |
| NIKIFOROVA, ANNA, VALERYEVNA | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | Na | no | 03/2022 | Apr 1, 2022 | Jun 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 301 HEADWATER INDEPENDENT LIFE PARTNERS GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| 301 ONRAMP CO-INVESTMENT PARTNERSHIP GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM ALTERNATIVE MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| LKCM CAPITAL GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| LKCM HEADWATER II SIDECAR PARTNERSHIP GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM HEADWATER INVESTMENTS GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM HEADWATER INVESTMENTS II GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM HEADWATER INVESTMENTS III GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM HEADWATER INVESTMENTS IV GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM INTERNATIONAL EQUITY GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| LKCM INTERNATIONAL MANAGEMENT, INC. | n/a | n/a | n/a | N | yes | n/a |
| LKCM INVESTMENT PARTNERSHIP GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| LKCM MICRO-CAP MANAGEMENT, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM PRIVATE DISCIPLINE MANAGEMENT, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LKCM RADIO GROUP GP, INC. | n/a | n/a | n/a | N | yes | n/a |
| LKCM TECHNOLOGY PARTNERSHIP GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN ANTONIO | TX | United States | 12 | no |
| Austin | TX | United States | 9 | no |
| Dallas | TX | United States | 6 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Jun 28, 2024 | $30B | $30B | 101 | 67 | 3 | 16 | $6.5B |
| 2023 | Jun 28, 2023 | $27B | $26B | 97 | 65 | 3 | 15 | $5.7B |
| 2022 | Jun 28, 2022 | $28B | $27B | 96 | 62 | 3 | 13 | $5.1B |
| 2021 | Jun 29, 2021 | $25B | $24B | 85 | 53 | 3 | 12 | $4.3B |
| 2020 | Jun 29, 2020 | $17B | $17B | 84 | 50 | 3 | 13 | $3.3B |
| 2019 | Jun 27, 2019 | $18B | $18B | 86 | 50 | 3 | 13 | $3.5B |
| 2018 | Jun 29, 2018 | $16B | $16B | 84 | 49 | 3 | 13 | $2.8B |
| 2017 | Jun 29, 2017 | $16B | $15B | 84 | 49 | n/a | 12 | $2.4B |
| 2016 | Jun 29, 2016 | $15B | $14B | 85 | 49 | n/a | 15 | $2.2B |
| 2015 | Jun 26, 2015 | $17B | $16B | 80 | 48 | n/a | 15 | $2.4B |
| 2014 | Jun 26, 2014 | $17B | $17B | 76 | 44 | n/a | 16 | $2.1B |
| 2013 | Jun 26, 2013 | $14B | $14B | 73 | 40 | n/a | 26 | $1.8B |
| 2012 | Jun 29, 2012 | $11B | $11B | n/a | n/a | n/a | 24 | $1.2B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $32B | $27B | 18.3% | $25B | 8.5% | 110 | 97 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| AVALON INVESTMENT & ADVISORY | 3 | Jan 10, 2022 | Jan 7, 2022 | SAN ANTONIO, TX | Team lift out | RIA to RIA | 15.0% |