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RIA / WealthAdvisor34 years in industry

TONY RANDALL SMITH

Advisor at NEWEDGE ADVISORS

Birmingham, AL | NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08fa11a6-7b40-64ed-2030-84d9c48c4c04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Aug 1, 1993 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Tony Randall Smith

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: Apr 15, 1992
First registration: Aug 1, 1993
Dual registered: no
IAPD individual key: 2223813

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Dec 5, 2025	n/a	yes	Birmingham, AL\|NEW ORLEANS, LA	Current employment
STONEGATE INVESTMENT GROUP, LLC	Former SEC adviser	Jul 9, 2021	Dec 4, 2025	no	BIRMINGHAM, AL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 14, 2007	Jul 20, 2021	no	BIRMINGHAM, AL\|WEEHAWKEN, NJ\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 1, 1993	Sep 25, 2007	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEGATE INVESTMENT GROUP, LLC	NEWEDGE ADVISORS	Dec 4, 2025	Dec 5, 2025	1	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	STONEGATE INVESTMENT GROUP, LLC	Jul 20, 2021	Jul 9, 2021	-11	Firm change	Wirehouse to new firm
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Sep 25, 2007	Sep 14, 2007	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
314889:171351:AL:2025-12-04	Dec 4, 2025	Dec 5, 2025	BIRMINGHAM, AL	Firm change
8174:314889:AL:2021-07-20	Jul 20, 2021	Jul 9, 2021	BIRMINGHAM, AL	Firm change

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ STONEGATE INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jul 9, 2021 to Dec 4, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 14, 2007 to Jul 20, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 1, 1993 to Sep 25, 2007factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
Tony Randall Smith left Stonegate Investment Group, Llc for Newedge Advisors (registered 2025-12-05)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08fa11a6-7b40-64ed-2030-84d9c48c4c04
First observed: Aug 1, 1993
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TONY RANDALL SMITH

Advisor at NEWEDGE ADVISORS

Birmingham, AL | NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08fa11a6-7b40-64ed-2030-84d9c48c4c04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NEWEDGE ADVISORS

Bd affiliated wealth

Dec 5, 2025

n/a

yes

Birmingham, AL|NEW ORLEANS, LA

Current employment

STONEGATE INVESTMENT GROUP, LLC

Former SEC adviser

Jul 9, 2021

Dec 4, 2025

BIRMINGHAM, AL

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Sep 14, 2007

Jul 20, 2021

BIRMINGHAM, AL|WEEHAWKEN, NJ|BIRMINGHAM, AL|BIRMINGHAM, AL

Previous registration

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Aug 1, 1993

Sep 25, 2007

BIRMINGHAM, AL|BIRMINGHAM, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

STONEGATE INVESTMENT GROUP, LLC

NEWEDGE ADVISORS

Dec 4, 2025

Dec 5, 2025

Firm change

RIA to ibd

UBS FINANCIAL SERVICES INC.

STONEGATE INVESTMENT GROUP, LLC

Jul 20, 2021

Jul 9, 2021

-11

Firm change

Wirehouse to new firm

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

Sep 25, 2007

Sep 14, 2007

-11

Firm change

Other

Team

Left

Joined

From

Kind

314889:171351:AL:2025-12-04

Dec 4, 2025

Dec 5, 2025

BIRMINGHAM, AL

Firm change

8174:314889:AL:2021-07-20

Jul 20, 2021

Jul 9, 2021

BIRMINGHAM, AL

Firm change