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RIA / WealthAdvisor30 years in industry

KEVIN ANDREW KENNEDY

Advisor at KENNEDY WEALTH & TAX MANAGEMENT, LLC

SOUTHBURY, CT

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Search this name across graphsid dfx:ria:08fbadf7-d389-33b8-95b7-9b4cca373f43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KENNEDY WEALTH & TAX MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 24, 1997
First registration: Feb 10, 2003
Dual registered: no
IAPD individual key: 2891568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KENNEDY WEALTH & TAX MANAGEMENT, LLC	Independent wealth	Sep 5, 2014	n/a	yes	SOUTHBURY, CT	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Nov 12, 2014	no	SOUTHBURY, CT	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jun 19, 2003	Mar 28, 2005	no	SOUTHBURY, CT\|Norwood, MA\|PALM BEACH GARDENS, FL	Previous registration
TRUSTED SECURITIES ADVISORS CORP.	n/a	Feb 10, 2003	Jun 19, 2003	no	SOUTHBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	KENNEDY WEALTH & TAX MANAGEMENT, LLC	Nov 12, 2014	Sep 5, 2014	-68	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other
TRUSTED SECURITIES ADVISORS CORP.	CAMBRIDGE INVESTMENT RESEARCH, INC.	Jun 19, 2003	Jun 19, 2003	0	Firm change	Other

Relationships

Registered with (4)

→ KENNEDY WEALTH & TAX MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 5, 2014 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Nov 12, 2014factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jun 19, 2003 to Mar 28, 2005factForm ADV
→ TRUSTED SECURITIES ADVISORS CORP.Registered adviserregistration: previous registration
Feb 10, 2003 to Jun 19, 2003factForm ADV

Dated events

No dated event names this entity yet.