This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$215MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$206M

Private client RAUM

$206MderivedItem 5.D individuals plus high net worth individuals

Private client share

96%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$215Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

365

Individual clients

75

High net worth clients

58

Custody, client assets

$160M

SEC number

801-112886

CRD

172394

Filings on the tape

24

First filed

Aug 14, 2014

Latest filed

Mar 23, 2026

Organised

Limited Liability Company, CT

• Occurred

  Jan 21, 2025
  Succession filed (Item 4)

  Kennedy Wealth & Tax Management, Llc reported succeeding to the business of Kennedy Wealth And Tax Management, Inc. (Form ADV Item 4)

  Form ADVobserved 5 days ago
• Occurred

  Aug 14, 2014
  First Form ADV filing

  Kennedy Wealth And Tax Management, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9c5a07c8-11fc-6cdb-a144-5100d45a74de

First observed

Aug 14, 2014

Last observed

Mar 23, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.