DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

GERALD PAUL GALLAGHER

Advisor at WELLS FARGO ADVISORS

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09079642-e5b5-2c09-8ae9-02a341fe76c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 2, 2000
First registration: Dec 3, 2001
Dual registered: yes, broker-dealer
Other names: JERRY GALLAGHER
IAPD individual key: 4132976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 12, 2024	n/a	yes	BEVERLY HILLS, CA	Current employment
MORGAN STANLEY	Wirehouse	Sep 19, 2014	Apr 16, 2024	no	Los Angeles, CA\|Big Sky, MT	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 3, 2011	Oct 2, 2014	no	LOS ANGELES, CA	Previous registration
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	May 16, 2006	Dec 31, 2009	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2003	Feb 22, 2006	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 3, 2001	Jun 27, 2003	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 16, 2024	Apr 12, 2024	-4	Firm change	Wirehouse to wirehouse
BARCLAYS CAPITAL INC.	MORGAN STANLEY	Oct 2, 2014	Sep 19, 2014	-13	Firm change	Other
NORTHERN TRUST SECURITIES, INC	BARCLAYS CAPITAL INC.	Dec 31, 2009	Jan 3, 2011	368	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NORTHERN TRUST SECURITIES, INC	Feb 22, 2006	May 16, 2006	83	Firm change	Wirehouse to new firm
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 27, 2003	Jun 9, 2003	-18	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 12, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 19, 2014 to Apr 16, 2024factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 2, 2014factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
May 16, 2006 to Dec 31, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 9, 2003 to Feb 22, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 3, 2001 to Jun 27, 2003factForm ADV

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
Gerald Paul Gallagher left Morgan Stanley for Wells Fargo Advisors (registered 2024-04-12)
Form ADVobserved 6 days ago