This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 14, 2022

First registration

Aug 15, 2022

Dual registered

yes, broker-dealer

Other names

Katie Kelly|Kaitlyn Kelly|Kaitlyn Eileen Kelly|Kaitlyn E Kelly

IAPD individual key

6873148

• Occurred

  Jul 14, 2026
  Advisor changed firm

  Kaitlyn Eileen Kelly left Ameriprise Financial Services, Llc for J.P. Morgan Securities Llc (registered 2026-08-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:090de9f9-c2b6-9531-35df-01f74176e6fa

First observed

Aug 15, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.