DFX Intelligence

D••••• R••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

D••••• R••••••• S••••

Advisor at U•• S••••••••• I•••

EUGENE, OR | GLASTONBURY, CT

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Search this name across graphsid dfx:ria:092280bc-5417-4ddd-89b1-75414f10d786

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• S••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• S••••••••• I•••	No RAUM reported	Sep 16, 2022	n/a	yes	GLASTONBURY, CT\|EUGENE, OR	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	May 17, 2022	Aug 5, 2022	no	SAN RAFAEL, CA\|Springfield, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	U•• S••••••••• I•••	Aug 5, 2022	Sep 16, 2022	42	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	G••••• R••••••••• P••••••• L••	Jun 1, 2022	May 17, 2022

Relationships

Registered with (5)

→ U•• S••••••••• I•••Registered adviserregistration: current employment
Sep 16, 2022 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
May 17, 2022 to Aug 5, 2022factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 13, 2014 to Jun 1, 2022factForm ADV
→ H•• I••••••••• I••••••••• S••••••• I•••

Dated events

Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:092280bc-5417-4ddd-89b1-75414f10d786
First observed: Sep 6, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.