DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Denise Rachelle Scher
Feed of 09/14/2026
Also filed as Denise Rachelle Ravitz
At current firm
4 y
since Sep 16, 2022
In the industry
33 y
since Aug 18, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Usi Securities, Inc. no RAUM currentsince Sep 16, 2022 · Glastonbury, Ct
- Global Retirement Partners LLC institutionalMay 17, 2022 to Aug 5, 2022 · San Rafael, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedAug 13, 2014 to Jun 1, 2022 · Westlake Village, Ca
- Financial Telesis, Inc. formerMar 1, 2013 to Aug 14, 2014 · Westlake Village, Ca
- Hub International Investment Services Inc. unclassifiedSep 6, 2012 to Dec 8, 2020 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Global Retirement Partners LLC to Usi Securities, Inc.left Aug 5, 2022, registered Sep 16, 2022 (42 days) · Other
- Cambridge Investment Research Advisors, Inc. to Global Retirement Partners LLCleft Jun 1, 2022, registered May 17, 2022 (-15 days) · Other
- Hub International Investment Services Inc. to Financial Telesis, Inc.left Dec 8, 2020, registered Mar 1, 2013 (-2839 days) · Other
- Financial Telesis, Inc. to Cambridge Investment Research Advisors, Inc.left Aug 14, 2014, registered Aug 13, 2014 (-1 days) · Other
Signals
- Denise Rachelle Scher left Global Retirement Partners Llc for Usi Securities, Inc. (registered 2022-09-16)Aug 5, 2022 · Advisor changed firm · fact
- Denise Rachelle Scher left Cambridge Investment Research Advisors, Inc. for Global Retirement Partners Llc (registered 2022-05-17)Jun 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address