M•••••• D• D•••

Advisor at B•••••••••

SAN FRANCISCO, CA | Del Mar, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:092aac18-8485-ee2b-a7b0-2287fef19f01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Jan 20, 2022	n/a	yes	Del Mar, CA\|SAN FRANCISCO, CA	Current employment
M••••• S••••••	Wirehouse	Oct 29, 2021	Jan 11, 2022	no	La Jolla, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B•••••••••	Jan 11, 2022	Jan 20, 2022	9	Firm change	Wirehouse to RIA
U••• B•••••• I••••••••• I•••	M••••• S••••••	Jul 9, 2021	Oct 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:104555:CA:2015-08-05	Aug 12, 2015	Sep 2, 2015	WOODLAND HILLS, CA	Firm change

Relationships

Registered with (6)

→ B•••••••••Registered adviserregistration: current employment
Jan 20, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 29, 2021 to Jan 11, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2016 to Jul 9, 2021factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Jan 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:092aac18-8485-ee2b-a7b0-2287fef19f01
First observed: May 24, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.