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B•••• AVENUE ASSET MANAGEMENT, LP, CRD 132657
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••• G••••• B•••• | n/a | SAN FRANCISCO, CA | 21 | 32 | 6 | no |
| S•••• C••••••••• S••••••• | n/a | SAN FRANCISCO, CA | Southlake, TX | 17 | 29 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| B•••• A•• O••••••••• F••• L• | Hedge Fund | $22.0M | Dec 14, 2015 | 49 | Mar 15, 2013 | dropped | 021-188648 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• S••••• G••••• | EXECUTIVE CHAIRMAN / PARTNER | D | yes | 10/2004 | Sep 1, 2026 | Sep 1, 2026 |
| L•••• G•••••• M••••••• | CHIEF OPERATING OFFICER / PARTNER PARTNER | A | yes | 05/2006 | Sep 1, 2026 | Sep 1, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 3 | no |
| Southlake | TX | United States | 3 | no |
| DEL MAR | CA | United States | 2 | no |
| NEW YORK | NY | United States | 2 | no |
| Naples | FL | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 6 | 3 | 3 | 8.8% | 1 | 1 | 0 | 12 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.1B | $3.8B | 34.9% | $1.9B | 38.8% | 57 | 46 | 13 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•• W••••• A•••••••• L•• | 2 | Mar 29, 2024 | Apr 4, 2024 | NEW YORK, NY | Team lift out | RIA to RIA | 9.5% |
| no |
| K••• S••• L•• | Certified Financial Planner|Chartered Financial Analyst | SAN FRANCISCO, CA | 15 | 26 | 3 | no |
| D••• S•••• C••••• | Chartered Financial Analyst | SAN FRANCISCO, CA | 14 | 29 | 1 | no |
| D••••• J••••• C•••••• | Chartered Financial Analyst | SAN FRANCISCO, CA | 10 | 16 | 1 | no |
| N••••••• R••••• M•••••• | Chartered Financial Analyst | SAN FRANCISCO, CA | 9 | 10 | n/a | no |
| T•••• F••• W•••• | Certified Financial Planner|Chartered Financial Analyst | SAN FRANCISCO, CA | 8 | 18 | 3 | no |
| S••••• M••• R••••• | Certified Financial Planner | SAN FRANCISCO, CA | 8 | 13 | 1 | no |
| T•• M•• N•• | Certified Financial Planner | Del Mar, CA | 7 | 23 | 4 | no |
| G•••• O••••••• | n/a | SAN FRANCISCO, CA | 6 | 18 | 1 | no |
| J•••• B••••• | Certified Financial Planner | New York, NY | 4 | 10 | n/a | no |
| M•••••• D• D••• | n/a | SAN FRANCISCO, CA | Del Mar, CA | 4 | 29 | 6 | no |
| G••••••• D••• E•••• | Certified Financial Planner | SAN FRANCISCO, CA | Southlake, TX | 4 | 29 | 3 | no |
| D•••••••• H••• | Chartered Financial Analyst | SAN FRANCISCO, CA | 4 | 10 | 2 | no |
| G••• A••• R•••• | Certified Financial Planner | SAN FRANCISCO, CA | Houston, TX | 3 | 28 | 5 | no |
| J••••• K••••••••• K••••••• | Certified Financial Planner | Lake M•••, FL | SAN FRANCISCO, CA | 3 | 21 | 4 | no |
| J••••••• M•••••• B•••••••• | Certified Financial Planner | Southlake, TX | SAN FRANCISCO, CA | 2 | 24 | 3 | no |
| P•••• N••••••• E••••••• | n/a | SAN FRANCISCO, CA | 2 | 26 | 1 | no |
| D•••• W•••• | Certified Financial Planner | SAN FRANCISCO, CA | 2 | 13 | 1 | no |
| M•••••• A•••• T•••••• | Certified Financial Planner|Chartered Financial Analyst | SAN FRANCISCO, CA | 1 | 14 | n/a | no |
| E••• M•••••• G••••••••• | n/a | San Francisco, CA | SAN FRANCISCO, CA | 1 | 12 | 1 | no |
| M•••••• T••••• T••• M•••• | Certified Financial Planner | SAN FRANCISCO, CA | Pasadena, CA | 1 | 13 | n/a | no |
| T•••••• M•••••• G••••• | n/a | New York, NY | 1 | 22 | 2 | no |
| E•••• P•••• | Certified Financial Planner | SAN FRANCISCO, CA | Clearwater, FL | 1 | 10 | n/a | no |
| S••••• L•••••• | n/a | Southlake, TX | 1 | 11 | n/a | no |
| PRESIDENT & CEO / PARTNER |
| A |
| yes |
| 07/2019 |
| Sep 1, 2026 |
| Sep 1, 2026 |
| B••••• S••••• G••••• | MANAGING MEMBER | D | yes | 10/2004 | Mar 14, 2012 | Nov 19, 2024 |
| C•••••• D•••• S•••• | CHIEF INVESTMENT OFFICER / PARTNER | A | yes | 02/2012 | Mar 14, 2012 | Nov 19, 2024 |
| L••• K•••• S••• | CHIEF STRATEGIST / PARTNER | A | yes | 01/2010 | Mar 14, 2012 | Nov 19, 2024 |
| B••• G•• L•• | GENERAL PARTNER OF B•••• AVENUE ASSET MANAGEMENT | Na | no | 10/2004 | Sep 1, 2026 | Sep 1, 2026 |
| M••••• M••••••• P•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 06/2026 | Sep 1, 2026 | Sep 1, 2026 |
| O•••••••• G•••• | Partner | Na | no | 01/2022 | Sep 1, 2026 | Sep 1, 2026 |
| P•••••• P•••••• T•••• F•• T•• | Trust | Na | no | 01/2022 | Sep 1, 2026 | Sep 1, 2026 |
| S••••••• S••••• | Partner | A | no | 02/2018 | Sep 1, 2026 | Sep 1, 2026 |
| S•••••••• S••••• C••••••••• | MANAGING DIRECTOR / PARTNER | Na | no | 01/2014 | Sep 1, 2026 | Sep 1, 2026 |
| W••••• T••••• F••• | Partner | Na | no | 01/2022 | Sep 1, 2026 | Sep 1, 2026 |
| P•••••• P•••••• T•••• F•• T•• N•• | Trust | Na | no | 01/2022 | Mar 31, 2023 | Nov 19, 2024 |
| no |
| Ketchum | Id | United States | 1 | no |
| Seattle | Wa | United States | 1 | no |
| Mar 30, 2026 |
| $5.1B |
| $4.8B |
| 57 |
| 29 |
| 6 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $3.8B | $3.4B | 46 | 29 | 7 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.6B | $2.5B | 38 | 24 | 7 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.9B | $1.9B | 39 | 24 | 11 | n/a | n/a |
| 2021 | Mar 30, 2022 | $2.6B | $2.2B | 28 | 16 | 9 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.0B | $1.7B | 26 | 14 | 9 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.7B | $1.5B | 24 | 14 | 8 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.6B | $1.3B | 23 | 16 | 9 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.6B | $1.2B | 22 | 15 | 8 | n/a | n/a |
| 2016 | Feb 27, 2017 | $1.2B | $863M | 19 | 13 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $879M | $790M | 23 | 17 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $1.2B | $928M | 25 | 18 | n/a | 1 | $22.0M |
| 2013 | Mar 21, 2014 | $968M | $682M | 18 | 13 | n/a | 1 | $18.5M |
| 2012 | Mar 15, 2013 | $814M | $507M | 15 | 10 | n/a | 1 | $4.4M |
| 2011 | Mar 19, 2012 | $760M | $453M | n/a | n/a | n/a | n/a | n/a |