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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JOHN COURTNEY NAVE

Advisor at CETERA INVESTMENT ADVISERS LLC

Pittsburgh, PA

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Search this name across graphsid dfx:ria:092bdae0-b76b-ad0b-6366-fbb00910eb12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 10, 2001
First registration: Oct 14, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2234531

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 28, 2023	n/a	yes	Pittsburgh, PA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 12, 2011	Aug 23, 2023	no	BETHEL PARK, PA\|BETHEL PARK, PA\|PITTSBURGH, PA\|BETHEL PARK, PA\|BEAVER, PA\|BETHEL PARK, PA\|BETHEL PARK, PA\|BRIDGEVILLE, PA	Previous registration
BRENTWOOD ADVISORS, LLC	n/a	Nov 4, 2004	May 22, 2014	no	BETHEL PARK, PA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Oct 14, 2004	Jun 11, 2008	no	BETHEL PARK, PA\|BETHEL PARK, PA\|BETHEL PARK, PA\|BETHEL PARK, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Aug 23, 2023	Jul 28, 2023	-26	Firm change	Ibd to ibd
BRENTWOOD ADVISORS, LLC	LPL FINANCIAL LLC	May 22, 2014	Jul 12, 2011	-1,045	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	BRENTWOOD ADVISORS, LLC	Jun 11, 2008	Nov 4, 2004	-1,315	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jul 28, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 12, 2011 to Aug 23, 2023factForm ADV
→ BRENTWOOD ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 4, 2004 to May 22, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Oct 14, 2004 to Jun 11, 2008factForm ADV

Dated events

Occurred
Aug 23, 2023
Advisor changed firm
John Courtney Nave left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2023-07-28)
Form ADVobserved 5 days ago