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RIA Intelligence
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Registered advisor
J••• C••••••• N•••
Feed of 09/14/2026
At current firm
3 y
since Jul 28, 2023
In the industry
34 y
since May 1, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 28, 2023 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedJul 12, 2011 to Aug 23, 2023 · Bethel Park, Pa
- B•••••••• A•••••••• L•• unclassifiedNov 4, 2004 to May 22, 2014 · Bethel Park, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedOct 14, 2004 to Jun 11, 2008 · Bethel Park, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Aug 23, 2023, registered Jul 28, 2023 (-26 days) · Affiliated broker-dealer or bank to another
- B•••••••• A•••••••• L•• to L•• F•••••••• L••left May 22, 2014, registered Jul 12, 2011 (-1045 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to B•••••••• A•••••••• L••left Jun 11, 2008, registered Nov 4, 2004 (-1315 days) · Other
Signals
- J••• C••••••• N••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-07-28)Aug 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address