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S•••• T•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S•••• T•••• W•••••••

Advisor at A•••• C•••••• G••••• L••

GRAND ISLAND, NE

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Search this name across graphsid dfx:ria:09523d22-116e-a9b5-36f9-36eb19451ab8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C•••••• G••••• L••	Independent wealth	Jan 9, 2019	n/a	yes	GRAND ISLAND, NE	Current employment
N•••• G••••	Independent wealth	Jan 2, 2015	Jan 4, 2019	no	GRAND ISLAND, NE\|ROCHESTER, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• G••••	A•••• C•••••• G••••• L••	Jan 4, 2019	Jan 9, 2019	5	Firm change	RIA to RIA
R•••• I••••••••• A••••••• L••	N•••• G••••	Dec 31, 2014

Relationships

Registered with (5)

→ A•••• C•••••• G••••• L••Registered adviserregistration: current employment
Jan 9, 2019 to presentfactForm ADV
→ N•••• G••••Registered adviserregistration: previous registration
Jan 2, 2015 to Jan 4, 2019factForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 11, 2011 to Dec 31, 2014factForm ADV
→ A••••••• P••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09523d22-116e-a9b5-36f9-36eb19451ab8
First observed: Jul 10, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.