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CRD 135879
GRAND ISLAND, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK JEROME ALLEN | Certified Financial Planner | GRAND ISLAND, NE | 21 | 23 | 1 | no |
| ERIC JEROME ALLEN | Certified Financial Planner|Chartered Financial Consultant | GRAND ISLAND, NE | 21 | 38 | 1 | no |
| MICHAEL DAVID STANTON | n/a | GRAND ISLAND, NE | 12 | 15 | 3 | no |
| PHILIP JOE MCBRIDE | Certified Financial Planner | GRAND ISLAND, NE | 12 | 19 | 3 | no |
| KENT KURTIS KOCH | n/a | GRAND ISLAND, NE | 11 | 18 | n/a | no |
| STEVEN EUGENE WILBUR | n/a | Omaha, NE | GRAND ISLAND, NE | 9 | 28 | 4 | no |
| DANIEL SEAN CONROY | n/a | Omaha, NE | GRAND ISLAND, NE | 8 | 13 | 1 | no |
| TRAVIS JAMES PORTWOOD | Certified Financial Planner | Omaha, NE | GRAND ISLAND, NE | 8 | 27 | 3 | no |
| RANDAL RAY KORTH | n/a | GRAND ISLAND, NE | Omaha, NE | 8 | 16 | 3 | no |
| PAMELA JEAN KORTH | n/a | Omaha, NE | GRAND ISLAND, NE | 8 | 12 | 1 | no |
| SHANE TYLER WISSMANN | n/a | GRAND ISLAND, NE | 7 | 17 | 4 | no |
| Allison Marie Horak | Certified Financial Planner | GRAND ISLAND, NE | 5 | 10 | 1 | no |
| Steven Philip Cahoy | Certified Financial Planner | GRAND ISLAND, NE | 4 | 17 | n/a | no |
| Bradley L Feik | Certified Financial Planner | GRAND ISLAND, NE | 3 | 10 | n/a | no |
| BENJAMIN G HANSSEN | Certified Financial Planner | GRAND ISLAND, NE | 3 | 15 | 7 | no |
| Brian E Harmon | Certified Financial Planner | GRAND ISLAND, NE | Omaha, NE | 3 | 11 | n/a | no |
| Trevor Jason Stevens | n/a | GRAND ISLAND, NE | 2 | 21 | n/a | no |
| BLAKE ANDREW KOKES | n/a | GRAND ISLAND, NE | 1 | 10 | n/a | no |
| Chad Alan Sheffield | n/a | GRAND ISLAND, NE | 1 | 22 | n/a | no |
| Michael C Tuttle | n/a | GRAND ISLAND, NE | Ogallala, NE | 1 | 24 | n/a | no |
| Sarah Lynn Havermann | n/a | GRAND ISLAND, NE | Ogallala, NE | 0 | 13 | n/a | no |
| Blake Thiele | n/a | GRAND ISLAND, NE | 0 | 11 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ACG AERIE, LLC | Real Estate Fund | $4.3M | Mar 31, 2026 | 17 | Mar 29, 2024 | reported | 021-509470 |
| ACG AERIE II, LLC | n/a | $2.2M | Mar 31, 2026 | 19 | Mar 31, 2026 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLEN, MARK, JEROME | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | yes | 07/2005 | Mar 31, 2026 | Mar 31, 2026 |
| Nichol, Jenny | CHIEF FINANCIAL OFFICER | A | yes | 10/2015 | Mar 31, 2026 | Mar 31, 2026 |
| PORTWOOD, TRAVIS, JAMES | Member | B | yes | 01/2023 | Mar 31, 2026 | Mar 31, 2026 |
| WILBUR, STEVEN, EUGENE | Member | B | yes | 01/2023 | Mar 31, 2026 | Mar 31, 2026 |
| KOCH, KENT, KURTIS | Member | A | no | 01/2023 | Mar 31, 2026 | Mar 31, 2026 |
| MCBRIDE, PHILIP, JOE | Member | B | no | 01/2023 | Mar 31, 2026 | Mar 31, 2026 |
| STANTON, MICHAEL, DAVID | Member | A | no | 01/2023 | Mar 31, 2026 | Mar 31, 2026 |
| WISSMANN, SHANE, TYLER | Member | A | no | 01/2023 | Mar 31, 2026 | Mar 31, 2026 |
| Allen, Jordan | Trustee | F | no | 11/2021 | Jul 6, 2022 | Nov 14, 2024 |
| MARK J. ALLEN LEGACY TRUST | Member | B | no | 01/2022 | Jul 6, 2022 | Nov 14, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MARK ALLEN AND JENNY NICHOL | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Omaha | Ne | United States | 5 | no |
| Scottsbluff | Ne | United States | 4 | no |
| Kearney | Ne | United States | 3 | no |
| Chadron | Ne | United States | 2 | no |
| Ogallala | Ne | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.5B | $1.5B | 38 | 21 | 5 | 2 | n/a |
| 2024 | Apr 17, 2025 | $1.2B | $1.2B | 39 | 20 | 5 | 2 | n/a |
| 2023 | Mar 29, 2024 | $998M | $998M | 38 | 21 | 5 | 1 | $4.1M |
| 2022 | Mar 23, 2023 | $816M | $816M | 42 | 20 | 6 | n/a | n/a |
| 2021 | Mar 29, 2022 | $890M | $890M | 38 | 18 | 6 | n/a | n/a |
| 2020 | Mar 19, 2021 | $712M | $712M | 29 | 17 | 5 | n/a | n/a |
| 2019 | Mar 23, 2020 | $658M | $658M | 29 | 17 | 5 | n/a | n/a |
| 2018 | Mar 27, 2019 | $510M | $510M | 29 | 18 | 5 | n/a | n/a |
| 2017 | Mar 26, 2018 | $449M | $449M | 26 | 18 | 6 | n/a | n/a |
| 2016 | Mar 29, 2017 | $304M | $295M | 25 | 12 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $255M | $255M | 29 | 11 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $232M | $232M | 18 | 9 | n/a | n/a | n/a |
| 2013 | Mar 11, 2014 | $154M | $154M | 13 | 2 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $126M | $126M | 9 | 3 | n/a | n/a | n/a |
| 2011 | Mar 8, 2012 | $112M | $112M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 4.5% | 1 | 0 | 0 | 1 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $1.2B | 22.8% | $816M | 22.6% | 38 | 39 | 5 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Mariner | 2 | Jan 11, 2018 | Jan 11, 2018 | OMAHA, NE | Team lift out | Other | 2.0% |
| D.A. DAVIDSON & CO. | 2 | Sep 18, 2017 | Sep 18, 2017 | OMAHA, NE | Team lift out | Other | 0.5% |