DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••• C•••••• F••••••••
OVERLAND PARK, KS | White Plains, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | Mixed wealth | Sep 5, 2025 | n/a | yes | White Plains, NY|OVERLAND PARK, KS | Current employment |
| E•••••• F•••••••• E•••••• | Independent wealth | Oct 12, 2018 | Sep 26, 2025 | no | WHITE PLAINS, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | P•••• C•••••• F•••••••• | Sep 26, 2025 | Sep 5, 2025 | -21 | Firm change | RIA to RIA |
| E•••••• F•••••••• S•••••••• L•• | E•••••• F•••••••• E•••••• | Nov 2, 2018 | Oct 12, 2018 |
| E•••••• F•••••••• S•••••••• L•• | Former SEC adviser | Oct 16, 2009 | Nov 2, 2018 | no | FAIRFAX, VA|WHITE PLAINS, NY | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Nov 25, 2005 | Apr 3, 2007 | no | WEST HARTFORD, CT | Previous registration |
| -21 |
| Bulk transfer |
| Ibd to RIA |
| S•••••••• A••••••• L•• | E•••••• F•••••••• S•••••••• L•• | Apr 3, 2007 | Oct 16, 2009 | 927 | Firm change after gap | Other |